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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$482M
AUM Growth
+$25.6M
Cap. Flow
-$6.65M
Cap. Flow %
-1.38%
Top 10 Hldgs %
64.61%
Holding
109
New
4
Increased
9
Reduced
9
Closed
4

Top Buys

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$2.06M
2
TR icon
Tootsie Roll Industries
TR
+$1.57M
3
MVC
MVC Capital, Inc.
MVC
+$1.47M
4
B
Barrick Mining
B
+$780K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$578K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.63M
2
HRZN icon
Horizon Technology Finance
HRZN
+$1.15M
3
PFX icon
PhenixFIN
PFX
+$639K
4
ARI
Apollo Commercial Real Estate
ARI
+$584K
5
GGP
GGP Inc.
GGP
+$465K

Sector Composition

Rank Sector Weight
1 Industrials 29.28%
2 Real Estate 27.75%
3 Energy 12.89%
4 Healthcare 9.7%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBFI
51
DELISTED
MB Financial Corp
MBFI
$1.35M 0.28%
50,000
– –
PFLT icon
52
PennantPark Floating Rate Capital
PFLT
$743M
$1.34M 0.28%
93,520
– –
ABBV icon
53
AbbVie
ABBV
$442B
$1.24M 0.26%
22,000
– –
MXWL
54
DELISTED
Maxwell Technologies Inc
MXWL
$1.24M 0.26%
82,100
– –
AGNC icon
55
AGNC Investment
AGNC
$12.9B
$1.16M 0.24%
49,600
-500
-1% -$11.5K
SAFE
56
Safehold
SAFE
$1.08B
$1.12M 0.23%
15,408
– –
LLY icon
57
Eli Lilly
LLY
$1.08T
$1.12M 0.23%
18,000
– –
IVR icon
58
Invesco Mortgage Capital
IVR
$802M
$1.06M 0.22%
6,083
– –
EMC
59
DELISTED
EMC CORPORATION
EMC
$1.05M 0.22%
40,000
– –
BWP
60
DELISTED
Boardwalk Pipeline Partners
BWP
$921K 0.19%
49,796
– –
TTE icon
61
TotalEnergies
TTE
$195B
$903K 0.19%
7,918,447,110
-696,823,346
-8% -$69.7K
ABT icon
62
Abbott
ABT
$190B
$900K 0.19%
22,000
– –
MDLZ icon
63
Mondelez International
MDLZ
$78.9B
$752K 0.16%
20,000
– –
MFIC icon
64
MidCap Financial Investment
MFIC
$804M
$730K 0.15%
28,267
+16,667
+144% +$411K
FSLR icon
65
First Solar
FSLR
$25.9B
$711K 0.15%
10,000
– –
FCRD
66
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$700K 0.15%
50,000
+42,833
+598% +$578K
ZTS icon
67
Zoetis
ZTS
$31.1B
$683K 0.14%
21,174
– –
LVLT
68
PUT
DELISTED
Level 3 Communications Inc
LVLT
$683K 0.14%
6,090
+920
+18% +$38.6K
KBR icon
69
KBR
KBR
$4.74B
$644K 0.13%
27,000
– –
COP icon
70
ConocoPhillips
COP
$151B
$617K 0.13%
7,200
– –
SBY
71
DELISTED
Silver Bay Realty Trust Corp.
SBY
$600K 0.12%
36,791
– –
SFR
72
DELISTED
Starwood Waypoint Homes
SFR
$586K 0.12%
22,350
– –
EARN
73
Ellington Residential Mortgage REIT
EARN
$164M
$572K 0.12%
33,607
+11,129
+50% +$189K
NPI
74
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$506K 0.1%
37,251
– –
GGP
75
DELISTED
GGP Inc.
GGP
$488K 0.1%
20,719
-20,000
-49% -$465K
1 2
3
4 5

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West Family Investments's Q2 2014 Portfolio in Review

As of Q2 2014, West Family Investments held 109 positions worth $482M, up 5.6% from $457M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

West Family Investments's Q2 2014 filing shows 4 new, 9 increased, 9 reduced and 4 closed positions. Its largest new stake was JPMorgan Chase: 108,800 shares worth $2.1M. The largest sale was Microsoft, an estimated $8.63M.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, up from 28% a quarter earlier, followed by Real Estate and Energy.

  • West Family Investments's largest Q2 2014 buy was JPMorgan Chase: 108,800 shares worth $2.1M.
  • West Family Investments added most to MVC Capital, Inc. in Q2 2014, an estimated $1.47M increase.
  • West Family Investments's biggest Q2 2014 reduction was Microsoft, cutting an estimated $8.63M.
  • West Family Investments fully exited AllianceBernstein National Municipal Income Fund in Q2 2014, selling an estimated $298K.
  • West Family Investments's ten largest holdings make up 65% of its $482M portfolio in Q2 2014.
  • West Family Investments opened 4 new positions and closed 4 in Q2 2014.
  • West Family Investments's portfolio value rose 5.6% quarter-over-quarter to $482M.

Based on West Family Investments's 13F filing for Q2 2014, filed 13 Aug 2014.