WFI

West Family Investments Portfolio holdings

AUM $383M
1-Year Return 26.07%
This Quarter Return
+7.2%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$480M
AUM Growth
+$26.6M
Cap. Flow
-$4.64M
Cap. Flow %
-0.97%
Top 10 Hldgs %
65.02%
Holding
102
New
2
Increased
7
Reduced
8
Closed
1

Top Buys

1
JPM.WS
JPMorgan Chase
JPM.WS
$2.1M
2
TR icon
Tootsie Roll Industries
TR
$1.61M
3
MVC
MVC Capital, Inc.
MVC
$1.47M
4
B
Barrick Mining Corporation
B
$823K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$600K

Top Sells

1
MSFT icon
Microsoft
MSFT
$8.89M
2
HRZN icon
Horizon Technology Finance
HRZN
$1.23M
3
PFX icon
PhenixFIN
PFX
$652K
4
ARI
Apollo Commercial Real Estate
ARI
$577K
5
GGP
GGP Inc.
GGP
$471K

Sector Composition

1 Industrials 29.47%
2 Real Estate 27.92%
3 Energy 12.97%
4 Healthcare 9.76%
5 Financials 7.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFLT icon
51
PennantPark Floating Rate Capital
PFLT
$1.02B
$1.34M 0.28%
93,520
– –
ABBV icon
52
AbbVie
ABBV
$375B
$1.24M 0.26%
22,000
– –
MXWL
53
DELISTED
Maxwell Technologies Inc
MXWL
$1.24M 0.26%
82,100
– –
AGNC icon
54
AGNC Investment
AGNC
$10.8B
$1.16M 0.24%
49,600
-500
-1% -$11.7K
SAFE
55
Safehold
SAFE
$1.17B
$1.12M 0.23%
15,408
– –
LLY icon
56
Eli Lilly
LLY
$652B
$1.12M 0.23%
18,000
– –
IVR icon
57
Invesco Mortgage Capital
IVR
$529M
$1.06M 0.22%
6,083
– –
EMC
58
DELISTED
EMC CORPORATION
EMC
$1.05M 0.22%
40,000
– –
BWP
59
DELISTED
Boardwalk Pipeline Partners
BWP
$921K 0.19%
49,796
– –
TTE icon
60
TotalEnergies
TTE
$133B
$903K 0.19%
12,500
-1,100
-8% -$79.5K
ABT icon
61
Abbott
ABT
$231B
$900K 0.19%
22,000
– –
MDLZ icon
62
Mondelez International
MDLZ
$79.9B
$752K 0.16%
20,000
– –
MFIC icon
63
MidCap Financial Investment
MFIC
$1.22B
$730K 0.15%
28,267
+16,667
+144% +$430K
FSLR icon
64
First Solar
FSLR
$22B
$711K 0.15%
10,000
– –
FCRD
65
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$700K 0.15%
50,000
+42,833
+598% +$600K
ZTS icon
66
Zoetis
ZTS
$67.9B
$683K 0.14%
21,174
– –
KBR icon
67
KBR
KBR
$6.4B
$644K 0.13%
27,000
– –
COP icon
68
ConocoPhillips
COP
$116B
$617K 0.13%
7,200
– –
SBY
69
DELISTED
Silver Bay Realty Trust Corp.
SBY
$600K 0.12%
36,791
– –
SFR
70
DELISTED
Starwood Waypoint Homes
SFR
$586K 0.12%
22,350
– –
EARN
71
Ellington Residential Mortgage REIT
EARN
$212M
$572K 0.12%
33,607
+11,129
+50% +$189K
NPI
72
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$506K 0.1%
37,251
– –
GGP
73
DELISTED
GGP Inc.
GGP
$488K 0.1%
20,719
-20,000
-49% -$471K
ESNT icon
74
Essent Group
ESNT
$6.29B
$474K 0.1%
23,600
– –
JCP
75
DELISTED
J.C. Penney Company, Inc.
JCP
$453K 0.09%
50,000
– –
1 2
3
4 5