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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+8.74%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$435M
AUM Growth
+$40.1M
Cap. Flow
+$14.8M
Cap. Flow %
3.41%
Top 10 Hldgs %
62.75%
Holding
115
New
16
Increased
18
Reduced
12
Closed
8

Top Buys

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$7.95M
2
CYS
CYS Investments Inc.
CYS
+$5.31M
3
CIM
Chimera Investment
CIM
+$3.02M
4
MFA
MFA Financial
MFA
+$1.94M
5
B
Barrick Mining
B
+$1.18M

Top Sells

Rank Stock Value
1
ZBH icon
Zimmer Biomet
ZBH
+$2.9M
2
TTE icon
TotalEnergies
TTE
+$2.05M
3
SYK icon
Stryker
SYK
+$1.46M
4
VOD icon
Vodafone
VOD
+$1.41M
5
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$1.06M

Sector Composition

Rank Sector Weight
1 Real Estate 28.86%
2 Industrials 25.35%
3 Energy 12.61%
4 Healthcare 10.37%
5 Financials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLT icon
51
PennantPark Floating Rate Capital
PFLT
$743M
$1.28M 0.3%
93,520
+33,916
+57% +$459K
BWP
52
DELISTED
Boardwalk Pipeline Partners
BWP
$1.27M 0.29%
49,796
– –
LVLT
53
PUT
DELISTED
Level 3 Communications Inc
LVLT
$1.2M 0.28%
6,000
+4,250
+243% +$125K
ABBV icon
54
AbbVie
ABBV
$442B
$1.16M 0.27%
22,000
– –
FSLR icon
55
First Solar
FSLR
$25.9B
$1.09M 0.25%
+20,000
New +$1.09M
SAFE
56
Safehold
SAFE
$1.08B
$1.07M 0.25%
15,408
– –
GM.WS.A
57
CALL
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.05M 0.24%
33,799
+1,703
+5% +$48K
EMC
58
DELISTED
EMC CORPORATION
EMC
$1.01M 0.23%
40,000
– –
AGNC icon
59
AGNC Investment
AGNC
$12.9B
$966K 0.22%
50,100
+20,000
+66% +$426K
LLY icon
60
Eli Lilly
LLY
$1.08T
$918K 0.21%
18,000
– –
GLW icon
61
CALL
Corning
GLW
$137B
$907K 0.21%
3,200
-2,000
-38% -$32.9K
IVR icon
62
Invesco Mortgage Capital
IVR
$802M
$893K 0.21%
6,083
– –
KBR icon
63
KBR
KBR
$4.74B
$861K 0.2%
27,000
– –
ABT icon
64
Abbott
ABT
$190B
$843K 0.19%
22,000
– –
GGP
65
DELISTED
GGP Inc.
GGP
$817K 0.19%
40,719
– –
GM.WS.B
66
CALL
DELISTED
General Motors Company
GM.WS.B
$781K 0.18%
33,799
+1,703
+5% +$34.7K
MDLZ icon
67
Mondelez International
MDLZ
$78.9B
$706K 0.16%
20,000
– –
ZTS icon
68
Zoetis
ZTS
$31.1B
$692K 0.16%
21,174
-17,385
-45% -$554K
SBY
69
DELISTED
Silver Bay Realty Trust Corp.
SBY
$588K 0.14%
36,791
– –
ESNT icon
70
Essent Group
ESNT
$6.08B
$568K 0.13%
+23,600
New +$518K
VALE.P
71
DELISTED
Vale S A
VALE.P
$525K 0.12%
37,500
– –
COP icon
72
ConocoPhillips
COP
$151B
$509K 0.12%
7,200
– –
NPI
73
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$459K 0.11%
+37,251
New +$460K
SD
74
DELISTED
SANDRIDGE ENERGY, INC.
SD
$371K 0.09%
61,162
– –
GE icon
75
PUT
GE Aerospace
GE
$382B
$367K 0.08%
576
+491
+578% +$61.8K
1 2
3
4 5

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West Family Investments's Q4 2013 Portfolio in Review

As of Q4 2013, West Family Investments held 115 positions worth $435M, up 10% from $395M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

West Family Investments deployed $14.8M of net new capital in Q4 2013, opening 16 new positions and adding to 18 existing holdings. Its largest new stake was First Solar: 20,000 shares worth $1.09M.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 29% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Zimmer Biomet, an estimated $2.9M trimmed.

  • West Family Investments's largest Q4 2013 buy was First Solar: 20,000 shares worth $1.09M.
  • West Family Investments added most to Level 3 Communications Inc in Q4 2013, an estimated $7.95M increase.
  • West Family Investments's biggest Q4 2013 reduction was Zimmer Biomet, cutting an estimated $2.9M.
  • West Family Investments fully exited Vodafone in Q4 2013, selling an estimated $1.41M.
  • West Family Investments's ten largest holdings make up 63% of its $435M portfolio in Q4 2013.
  • West Family Investments opened 16 new positions and closed 8 in Q4 2013.
  • West Family Investments's portfolio value rose 10% quarter-over-quarter to $435M.

Based on West Family Investments's 13F filing for Q4 2013, filed 10 Feb 2014.