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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+4.62%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$395M
AUM Growth
+$17.2M
Cap. Flow
-$4.12M
Cap. Flow %
-1.04%
Top 10 Hldgs %
59.39%
Holding
109
New
4
Increased
11
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
CYS
CYS Investments Inc.
CYS
+$1.79M
2
MFA
MFA Financial
MFA
+$1.41M
3
TWO
Two Harbors Investment
TWO
+$1.29M
4
RC
Ready Capital
RC
+$1.22M
5
ARI
Apollo Commercial Real Estate
ARI
+$1.19M

Top Sells

Rank Stock Value
1
TSRX
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
+$894K
2
PPIH
Perma-Pipe International
PPIH
+$838K
3
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$797K
4
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$636K
5
GBDC icon
Golub Capital BDC
GBDC
+$569K

Sector Composition

Rank Sector Weight
1 Real Estate 29.25%
2 Industrials 21.36%
3 Energy 13.31%
4 Healthcare 11.83%
5 Financials 9.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
51
CALL
General Motors
GM
$78.4B
$1.19M 0.3%
1,175
– –
YPF icon
52
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$1.16M 0.29%
57,500
– –
KFN
53
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$1.06M 0.27%
102,541
– –
CUBI icon
54
Customers Bancorp
CUBI
$2.8B
$1.05M 0.27%
71,500
– –
EMC
55
DELISTED
EMC CORPORATION
EMC
$1.02M 0.26%
40,000
– –
ABBV icon
56
AbbVie
ABBV
$442B
$984K 0.25%
22,000
– –
VE
57
DELISTED
VEOLIA ENVIRONNEMENT
VE
$942K 0.24%
55,000
– –
IVR icon
58
Invesco Mortgage Capital
IVR
$802M
$936K 0.24%
6,083
– –
LLY icon
59
Eli Lilly
LLY
$1.08T
$906K 0.23%
18,000
– –
SAFE
60
Safehold
SAFE
$1.08B
$903K 0.23%
15,408
– –
KBR icon
61
KBR
KBR
$4.74B
$881K 0.22%
27,000
– –
GM.WS.A
62
CALL
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$848K 0.21%
32,096
– –
PFLT icon
63
PennantPark Floating Rate Capital
PFLT
$743M
$821K 0.21%
59,604
– –
GGP
64
DELISTED
GGP Inc.
GGP
$785K 0.2%
40,719
-10,000
-20% -$201K
ABT icon
65
Abbott
ABT
$190B
$730K 0.18%
22,000
– –
AGNC icon
66
AGNC Investment
AGNC
$12.9B
$680K 0.17%
30,100
– –
MDLZ icon
67
Mondelez International
MDLZ
$78.9B
$628K 0.16%
20,000
– –
GM.WS.B
68
CALL
DELISTED
General Motors Company
GM.WS.B
$597K 0.15%
32,096
– –
SBY
69
DELISTED
Silver Bay Realty Trust Corp.
SBY
$576K 0.15%
36,791
– –
XYL icon
70
Xylem
XYL
$28.8B
$559K 0.14%
20,000
– –
VALE.P
71
DELISTED
Vale S A
VALE.P
$533K 0.14%
37,500
– –
COP icon
72
ConocoPhillips
COP
$151B
$500K 0.13%
7,200
– –
LVLT
73
PUT
DELISTED
Level 3 Communications Inc
LVLT
$414K 0.1%
1,750
+750
+75% +$17.3K
B
74
Barrick Mining
B
$66B
$358K 0.09%
19,250
– –
SD
75
DELISTED
SANDRIDGE ENERGY, INC.
SD
$358K 0.09%
61,162
– –
1 2
3
4 5

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West Family Investments's Q3 2013 Portfolio in Review

As of Q3 2013, West Family Investments held 109 positions worth $395M, up 4.6% from $378M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

West Family Investments's Q3 2013 filing shows 4 new, 11 increased, 6 reduced and 9 closed positions. The largest sale was TRIUS THERAPEUTICS INC COM STK (DE), an estimated $894K.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 30% a quarter earlier, followed by Industrials and Energy.

  • West Family Investments added most to CYS Investments Inc. in Q3 2013, an estimated $1.79M increase.
  • West Family Investments's biggest Q3 2013 reduction was HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS), cutting an estimated $797K.
  • West Family Investments fully exited TRIUS THERAPEUTICS INC COM STK (DE) in Q3 2013, selling an estimated $894K.
  • West Family Investments's ten largest holdings make up 59% of its $395M portfolio in Q3 2013.
  • West Family Investments opened 4 new positions and closed 9 in Q3 2013.
  • West Family Investments's portfolio value rose 4.6% quarter-over-quarter to $395M.

Based on West Family Investments's 13F filing for Q3 2013, filed 12 Nov 2013.