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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$403M
AUM Growth
+$5.08M
Cap. Flow
+$451K
Cap. Flow %
0.11%
Top 10 Hldgs %
50.68%
Holding
85
New
3
Increased
11
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$3.46M
2
AMLP icon
Alerian MLP ETF
AMLP
+$946K
3
BBDC icon
Barings BDC
BBDC
+$420K
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$345K
5
FDUS icon
Fidus Investment
FDUS
+$307K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
NMFC icon
New Mountain Finance
NMFC
+$1.92M
3
FFH
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
+$977K
4
JPM icon
JPMorgan Chase
JPM
+$525K
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$331K

Sector Composition

Rank Sector Weight
1 Real Estate 29.01%
2 Financials 18.42%
3 Energy 11.47%
4 Healthcare 10.61%
5 Communication Services 9.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPMT
26
Granite Point Mortgage Trust
GPMT
$59.8M
$5.01M 1.25%
267,518
– –
RC
27
Ready Capital
RC
$296M
$4.87M 1.21%
299,659
– –
ET icon
28
Energy Transfer Partners
ET
$71.9B
$4.78M 1.19%
365,709
+247,858
+210% +$3.46M
TCP
29
DELISTED
TC Pipelines LP
TCP
$4.47M 1.11%
110,000
– –
BBDC icon
30
Barings BDC
BBDC
$969M
$4.47M 1.11%
440,682
+42,300
+11% +$420K
HACK icon
31
Amplify Cybersecurity ETF
HACK
$3.01B
$4.36M 1.08%
116,600
– –
BPL
32
DELISTED
Buckeye Partners, L.P.
BPL
$4.19M 1.04%
101,963
– –
CGBD icon
33
Carlyle Secured Lending
CGBD
$765M
$4.03M 1%
280,000
– –
SYF icon
34
Synchrony
SYF
$25.6B
$3.76M 0.93%
110,362
– –
ZBH icon
35
Zimmer Biomet
ZBH
$18.3B
$3.03M 0.75%
22,763
– –
NS
36
DELISTED
NuStar Energy L.P.
NS
$2.98M 0.74%
105,406
– –
PFLT icon
37
PennantPark Floating Rate Capital
PFLT
$740M
$2.69M 0.67%
232,014
+2,165
+0.9% +$25.1K
ZTS icon
38
Zoetis
ZTS
$29.9B
$2.64M 0.66%
21,174
– –
HUM icon
39
Humana
HUM
$46.1B
$2.56M 0.64%
10,000
– –
GE icon
40
GE Aerospace
GE
$381B
$2.5M 0.62%
56,169
– –
SMTS
41
DELISTED
Sierra Metals Inc. Common Stock
SMTS
$2.31M 0.57%
1,947,538
– –
KGC icon
42
Kinross Gold
KGC
$32.8B
$2.13M 0.53%
463,352
– –
OCSI
43
DELISTED
Oaktree Strategic Income Corporation
OCSI
$2.13M 0.53%
257,529
– –
GM icon
44
General Motors
GM
$77B
$1.95M 0.49%
52,126
+477
+0.9% +$18.3K
TRGP icon
45
Targa Resources
TRGP
$57.6B
$1.9M 0.47%
47,178
– –
NMFC icon
46
New Mountain Finance
NMFC
$727M
$1.84M 0.46%
135,068
-140,871
-51% -$1.92M
XOM icon
47
ExxonMobil
XOM
$654B
$1.64M 0.41%
23,240
– –
SMC
48
Summit Midstream
SMC
$484M
$1.63M 0.41%
22,379
– –
MMP
49
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.63M 0.41%
24,600
– –
AGNC icon
50
AGNC Investment
AGNC
$13B
$1.42M 0.35%
87,633
– –
1
2
3 4

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West Family Investments's Q3 2019 Portfolio in Review

As of Q3 2019, West Family Investments held 85 positions worth $403M, up 1.3% from $397M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

West Family Investments's Q3 2019 filing shows 3 new, 11 increased, 2 reduced and 6 closed positions. Its largest new stake was Movado Group: 10,000 shares worth $249K. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 29% a quarter earlier, followed by Financials and Energy.

  • West Family Investments's largest Q3 2019 buy was Movado Group: 10,000 shares worth $249K.
  • West Family Investments added most to Energy Transfer Partners in Q3 2019, an estimated $3.46M increase.
  • West Family Investments's biggest Q3 2019 reduction was New Mountain Finance, cutting an estimated $1.92M.
  • West Family Investments fully exited Alphabet (Google) Class C in Q3 2019, selling an estimated $2.16M.
  • West Family Investments's ten largest holdings make up 51% of its $403M portfolio in Q3 2019.
  • West Family Investments opened 3 new positions and closed 6 in Q3 2019.
  • West Family Investments's portfolio value rose 1.3% quarter-over-quarter to $403M.

Based on West Family Investments's 13F filing for Q3 2019, filed 13 Nov 2019.