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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$397M
AUM Growth
-$2.52M
Cap. Flow
-$1.96M
Cap. Flow %
-0.49%
Top 10 Hldgs %
50.11%
Holding
87
New
–
Increased
4
Reduced
3
Closed
5

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$294K
2
CDTX
Cidara Therapeutics
CDTX
+$183K
3
SD icon
SandRidge Energy
SD
+$82.9K
4
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$139

Top Sells

Rank Stock Value
1
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$260K
2
SLB icon
SLB Ltd
SLB
+$218K
3
PDLI
PDL BioPharma, Inc.
PDLI
+$199K
4
JPM icon
JPMorgan Chase
JPM
+$1.1K

Sector Composition

Rank Sector Weight
1 Real Estate 28.64%
2 Financials 19.5%
3 Energy 11.11%
4 Healthcare 10.3%
5 Communication Services 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
26
Comcast
CMCSA
$91B
$5.07M 1.28%
120,000
– –
HACK icon
27
Amplify Cybersecurity ETF
HACK
$3B
$4.64M 1.17%
116,600
– –
RC
28
Ready Capital
RC
$323M
$4.56M 1.15%
299,659
– –
CGBD icon
29
Carlyle Secured Lending
CGBD
$769M
$4.27M 1.07%
280,000
– –
BPL
30
DELISTED
Buckeye Partners, L.P.
BPL
$4.19M 1.05%
101,963
– –
TCP
31
DELISTED
TC Pipelines LP
TCP
$4.14M 1.04%
110,000
– –
BBDC icon
32
Barings BDC
BBDC
$975M
$3.92M 0.99%
398,382
+29,500
+8% +$294K
NMFC icon
33
New Mountain Finance
NMFC
$730M
$3.85M 0.97%
275,939
– –
SYF icon
34
Synchrony
SYF
$25.5B
$3.83M 0.96%
110,362
– –
GE icon
35
GE Aerospace
GE
$382B
$2.94M 0.74%
56,169
– –
NS
36
DELISTED
NuStar Energy L.P.
NS
$2.86M 0.72%
105,406
– –
SMTS
37
DELISTED
Sierra Metals Inc. Common Stock
SMTS
$2.73M 0.69%
1,947,538
+100
+0% +$139
PFLT icon
38
PennantPark Floating Rate Capital
PFLT
$743M
$2.66M 0.67%
229,849
-21,100
-8% -$260K
HUM icon
39
Humana
HUM
$44.8B
$2.65M 0.67%
10,000
– –
ZBH icon
40
Zimmer Biomet
ZBH
$18.5B
$2.6M 0.65%
22,763
– –
SMC
41
Summit Midstream
SMC
$479M
$2.5M 0.63%
22,379
– –
ZTS icon
42
Zoetis
ZTS
$31.1B
$2.4M 0.6%
21,174
– –
OCSI
43
DELISTED
Oaktree Strategic Income Corporation
OCSI
$2.19M 0.55%
257,529
– –
GOOG icon
44
Alphabet (Google) Class C
GOOG
$4.19T
$2.16M 0.54%
40,000
– –
GM icon
45
General Motors
GM
$78.4B
$1.99M 0.5%
51,649
– –
TRGP icon
46
Targa Resources
TRGP
$56.9B
$1.85M 0.47%
47,178
– –
KGC icon
47
Kinross Gold
KGC
$32.3B
$1.8M 0.45%
463,352
– –
XOM icon
48
ExxonMobil
XOM
$657B
$1.78M 0.45%
23,240
– –
PDLI
49
DELISTED
PDL BioPharma, Inc.
PDLI
$1.69M 0.43%
539,450
-61,300
-10% -$199K
ET icon
50
Energy Transfer Partners
ET
$71.6B
$1.66M 0.42%
117,851
– –
1
2
3 4

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West Family Investments's Q2 2019 Portfolio in Review

As of Q2 2019, West Family Investments held 87 positions worth $397M, down 0.63% from $400M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments's Q2 2019 filing shows 4 increased, 3 reduced and 5 closed positions. The largest sale was PennantPark Floating Rate Capital, an estimated $260K.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 29% a quarter earlier, followed by Financials and Energy.

  • West Family Investments added most to Barings BDC in Q2 2019, an estimated $294K increase.
  • West Family Investments's biggest Q2 2019 reduction was PennantPark Floating Rate Capital, cutting an estimated $260K.
  • West Family Investments fully exited SLB Ltd in Q2 2019, selling an estimated $218K.
  • West Family Investments's ten largest holdings make up 50% of its $397M portfolio in Q2 2019.
  • West Family Investments opened 0 new positions and closed 5 in Q2 2019.
  • West Family Investments's portfolio value fell 0.63% quarter-over-quarter to $397M.

Based on West Family Investments's 13F filing for Q2 2019, filed 8 Aug 2019.