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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+9.62%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$400M
AUM Growth
+$13.3M
Cap. Flow
-$16.2M
Cap. Flow %
-4.04%
Top 10 Hldgs %
50.17%
Holding
97
New
6
Increased
9
Reduced
5
Closed
10

Top Buys

Rank Stock Value
1
SMC
Summit Midstream
SMC
+$1.76M
2
FITB
Fifth Third Bancorp
FITB
+$1.35M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$808K
4
FSK icon
FS KKR Capital
FSK
+$544K
5
AMLP icon
Alerian MLP ETF
AMLP
+$466K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$9.96M
2
META icon
Meta Platforms (Facebook)
META
+$3.28M
3
UAL icon
United Airlines
UAL
+$2.09M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$1.64M
5
MBFI
MB Financial Corp
MBFI
+$1.39M

Sector Composition

Rank Sector Weight
1 Real Estate 28.87%
2 Financials 19.26%
3 Energy 11.36%
4 Healthcare 10.09%
5 Communication Services 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
26
Comcast
CMCSA
$89.8B
$4.8M 1.2%
120,000
– –
HACK icon
27
Amplify Cybersecurity ETF
HACK
$3B
$4.67M 1.17%
116,600
– –
RC
28
Ready Capital
RC
$294M
$4.5M 1.12%
299,659
– –
TCP
29
DELISTED
TC Pipelines LP
TCP
$4.11M 1.03%
110,000
– –
CGBD icon
30
Carlyle Secured Lending
CGBD
$758M
$4.05M 1.01%
280,000
– –
NMFC icon
31
New Mountain Finance
NMFC
$726M
$3.74M 0.94%
275,939
– –
BBDC icon
32
Barings BDC
BBDC
$965M
$3.62M 0.9%
368,882
– –
SYF icon
33
Synchrony
SYF
$25.5B
$3.52M 0.88%
110,362
– –
BPL
34
DELISTED
Buckeye Partners, L.P.
BPL
$3.47M 0.87%
101,963
– –
SMC
35
Summit Midstream
SMC
$487M
$3.27M 0.82%
22,379
+10,007
+81% +$1.76M
PFLT icon
36
PennantPark Floating Rate Capital
PFLT
$748M
$3.22M 0.8%
250,949
-127,720
-34% -$1.64M
SMTS
37
DELISTED
Sierra Metals Inc. Common Stock
SMTS
$3.17M 0.79%
1,947,438
+15,409
+0.8% +$27.1K
NS
38
DELISTED
NuStar Energy L.P.
NS
$2.83M 0.71%
105,406
– –
ZBH icon
39
Zimmer Biomet
ZBH
$18.1B
$2.82M 0.71%
22,763
– –
GE icon
40
GE Aerospace
GE
$380B
$2.8M 0.7%
56,169
-2,246
-4% -$106K
HUM icon
41
Humana
HUM
$45.4B
$2.66M 0.67%
10,000
– –
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.18T
$2.35M 0.59%
40,000
– –
PDLI
43
DELISTED
PDL BioPharma, Inc.
PDLI
$2.23M 0.56%
600,750
-80,200
-12% -$271K
ZTS icon
44
Zoetis
ZTS
$30.1B
$2.13M 0.53%
21,174
– –
OCSI
45
DELISTED
Oaktree Strategic Income Corporation
OCSI
$2.09M 0.52%
257,529
– –
TRGP icon
46
Targa Resources
TRGP
$57.6B
$1.96M 0.49%
47,178
– –
GM icon
47
General Motors
GM
$77.2B
$1.92M 0.48%
51,649
– –
XOM icon
48
ExxonMobil
XOM
$654B
$1.88M 0.47%
23,240
– –
ET icon
49
Energy Transfer Partners
ET
$71.8B
$1.81M 0.45%
117,851
– –
KGC icon
50
Kinross Gold
KGC
$32.7B
$1.59M 0.4%
463,352
– –
1
2
3 4

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West Family Investments's Q1 2019 Portfolio in Review

As of Q1 2019, West Family Investments held 97 positions worth $400M, up 3.4% from $387M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments withdrew a net $16.2M in Q1 2019, closing 10 positions and reducing 5 holdings. Its most notable exit was UnitedHealth, an estimated $9.96M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 28% a quarter earlier, followed by Financials and Energy.

Against the trend, West Family Investments opened a new position in Fifth Third Bancorp worth $1.28M.

  • West Family Investments's largest Q1 2019 buy was Fifth Third Bancorp: 50,750 shares worth $1.28M.
  • West Family Investments added most to Summit Midstream in Q1 2019, an estimated $1.76M increase.
  • West Family Investments's biggest Q1 2019 reduction was PennantPark Floating Rate Capital, cutting an estimated $1.64M.
  • West Family Investments fully exited UnitedHealth in Q1 2019, selling an estimated $9.96M.
  • West Family Investments's ten largest holdings make up 50% of its $400M portfolio in Q1 2019.
  • West Family Investments opened 6 new positions and closed 10 in Q1 2019.
  • West Family Investments's portfolio value rose 3.4% quarter-over-quarter to $400M.

Based on West Family Investments's 13F filing for Q1 2019, filed 13 May 2019.