We are live on ! Find out more
WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-12.71%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$387M
AUM Growth
-$35.8M
Cap. Flow
+$26.9M
Cap. Flow %
6.97%
Top 10 Hldgs %
50.07%
Holding
99
New
10
Increased
16
Reduced
3
Closed
8

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$12.9M
2
SYK icon
Stryker
SYK
+$5.42M
3
META icon
Meta Platforms (Facebook)
META
+$3.62M
4
HUM icon
Humana
HUM
+$3.17M
5
BBDC icon
Barings BDC
BBDC
+$2.51M

Top Sells

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$8.61M
2
ETP
Energy Transfer Partners, L.P.
ETP
+$2.05M
3
RC
Ready Capital
RC
+$1.67M
4
UAL icon
United Airlines
UAL
+$1.32M
5
LLY icon
Eli Lilly
LLY
+$983K

Sector Composition

Rank Sector Weight
1 Real Estate 28.23%
2 Financials 17.74%
3 Communication Services 12.46%
4 Healthcare 11.73%
5 Energy 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
26
Oaktree Specialty Lending
OCSL
$1.13B
$4.38M 1.13%
345,240
+104,185
+43% +$1.42M
MSFT icon
27
Microsoft
MSFT
$3.74T
$4.31M 1.11%
42,400
– –
RC
28
Ready Capital
RC
$296M
$4.24M 1.1%
299,659
-110,663
-27% -$1.67M
CMCSA icon
29
Comcast
CMCSA
$91B
$4.09M 1.06%
120,000
– –
HACK icon
30
Amplify Cybersecurity ETF
HACK
$3B
$3.93M 1.02%
116,600
– –
TCP
31
DELISTED
TC Pipelines LP
TCP
$3.53M 0.91%
110,000
– –
CGBD icon
32
Carlyle Secured Lending
CGBD
$769M
$3.47M 0.9%
280,000
+67,700
+32% +$1.03M
NMFC icon
33
New Mountain Finance
NMFC
$730M
$3.47M 0.9%
275,939
– –
SMTS
34
DELISTED
Sierra Metals Inc. Common Stock
SMTS
$3.41M 0.88%
1,932,029
+325,085
+20% +$756K
BBDC icon
35
Barings BDC
BBDC
$975M
$3.32M 0.86%
368,882
+254,048
+221% +$2.51M
META icon
36
Meta Platforms (Facebook)
META
$1.53T
$3.28M 0.85%
+25,000
New +$3.62M
BPL
37
DELISTED
Buckeye Partners, L.P.
BPL
$2.96M 0.76%
101,963
– –
HUM icon
38
Humana
HUM
$44.8B
$2.87M 0.74%
+10,000
New +$3.17M
SYF icon
39
Synchrony
SYF
$25.5B
$2.59M 0.67%
110,362
– –
ZBH icon
40
Zimmer Biomet
ZBH
$18.5B
$2.29M 0.59%
22,763
– –
NS
41
DELISTED
NuStar Energy L.P.
NS
$2.21M 0.57%
105,406
– –
GE icon
42
GE Aerospace
GE
$382B
$2.12M 0.55%
58,415
– –
UAL icon
43
United Airlines
UAL
$41B
$2.09M 0.54%
25,000
-15,000
-38% -$1.32M
GOOG icon
44
Alphabet (Google) Class C
GOOG
$4.19T
$2.07M 0.54%
+40,000
New +$2.14M
OCSI
45
DELISTED
Oaktree Strategic Income Corporation
OCSI
$2M 0.52%
257,529
+97,556
+61% +$809K
PDLI
46
DELISTED
PDL BioPharma, Inc.
PDLI
$1.98M 0.51%
680,950
+53,150
+8% +$146K
SMC
47
Summit Midstream
SMC
$479M
$1.86M 0.48%
12,372
+3,334
+37% +$695K
ZTS icon
48
Zoetis
ZTS
$31.1B
$1.81M 0.47%
21,174
– –
GM icon
49
General Motors
GM
$78.4B
$1.73M 0.45%
51,649
– –
TRGP icon
50
Targa Resources
TRGP
$56.9B
$1.7M 0.44%
47,178
– –
1
2
3 4

Similar funds

AIM
Aikya Investment Management London, United Kingdom $345M AUM 10.59% 1-Year Est. Return
PFMOSF
Philadelphia Financial Management of San Francisco San Francisco, California $346M AUM 30.02% 1-Year Est. Return
ICM
III Capital Management Boca Raton, Florida $344M AUM 11.22% 1-Year Est. Return
GLCM
Greenlea Lane Capital Management Weston, Connecticut $344M AUM 14.33% 1-Year Est. Return
VW
Vance Wealth Santa Clarita, California $346M AUM 19.74% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
BA
Ballast Advisors Woodbury, Minnesota $344M AUM 16.81% 1-Year Est. Return

West Family Investments's Q4 2018 Portfolio in Review

As of Q4 2018, West Family Investments held 99 positions worth $387M, down 8.5% from $422M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments deployed $26.9M of net new capital in Q4 2018, opening 10 new positions and adding to 16 existing holdings. Its largest new stake was FS KKR Capital: 520,043 shares worth $10.8M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, up from 28% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Ready Capital, an estimated $1.67M trimmed.

  • West Family Investments's largest Q4 2018 buy was FS KKR Capital: 520,043 shares worth $10.8M.
  • West Family Investments added most to Stryker in Q4 2018, an estimated $5.42M increase.
  • West Family Investments's biggest Q4 2018 reduction was Ready Capital, cutting an estimated $1.67M.
  • West Family Investments fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $8.61M.
  • West Family Investments's ten largest holdings make up 50% of its $387M portfolio in Q4 2018.
  • West Family Investments opened 10 new positions and closed 8 in Q4 2018.
  • West Family Investments's portfolio value fell 8.5% quarter-over-quarter to $387M.

Based on West Family Investments's 13F filing for Q4 2018, filed 7 Feb 2019.