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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+3.46%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$422M
AUM Growth
+$17M
Cap. Flow
+$2.2M
Cap. Flow %
0.52%
Top 10 Hldgs %
50.74%
Holding
91
New
6
Increased
8
Reduced
5
Closed
2

Top Buys

Rank Stock Value
1
TWO
Two Harbors Investment
TWO
+$15M
2
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.37M
3
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$1.13M
4
FFH
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
+$1.08M
5
BBDC icon
Barings BDC
BBDC
+$758K

Top Sells

Rank Stock Value
1
CYS
CYS Investments Inc.
CYS
+$15.5M
2
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$946K
3
PNNT
Pennant Park Investment Corp
PNNT
+$881K
4
THC icon
Tenet Healthcare
THC
+$660K
5
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$581K

Sector Composition

Rank Sector Weight
1 Real Estate 27.9%
2 Financials 14.53%
3 Communication Services 13.78%
4 Healthcare 10.65%
5 Energy 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.66T
$4.85M 1.15%
42,400
– –
HACK icon
27
Amplify Cybersecurity ETF
HACK
$3B
$4.68M 1.11%
116,600
– –
CMCSA icon
28
Comcast
CMCSA
$89.8B
$4.25M 1.01%
120,000
– –
SMTS
29
DELISTED
Sierra Metals Inc. Common Stock
SMTS
$4M 0.95%
1,606,944
+441,077
+38% +$1.13M
NMFC icon
30
New Mountain Finance
NMFC
$724M
$3.73M 0.88%
275,939
– –
BPL
31
DELISTED
Buckeye Partners, L.P.
BPL
$3.64M 0.86%
101,963
– –
OCSL icon
32
Oaktree Specialty Lending
OCSL
$1.12B
$3.59M 0.85%
241,055
+18,430
+8% +$272K
UAL icon
33
United Airlines
UAL
$40.5B
$3.56M 0.84%
40,000
– –
CGBD icon
34
Carlyle Secured Lending
CGBD
$765M
$3.54M 0.84%
212,300
– –
PFLT icon
35
PennantPark Floating Rate Capital
PFLT
$741M
$3.5M 0.83%
266,417
– –
SYF icon
36
Synchrony
SYF
$25.6B
$3.43M 0.81%
110,362
– –
TCP
37
DELISTED
TC Pipelines LP
TCP
$3.34M 0.79%
110,000
– –
GE icon
38
GE Aerospace
GE
$379B
$3.16M 0.75%
58,415
– –
NS
39
DELISTED
NuStar Energy L.P.
NS
$2.93M 0.69%
105,406
– –
ZBH icon
40
Zimmer Biomet
ZBH
$18.3B
$2.9M 0.69%
22,763
– –
TRGP icon
41
Targa Resources
TRGP
$57.7B
$2.66M 0.63%
47,178
– –
TAT
42
DELISTED
TransAtlantic Petroleum LTD.
TAT
$2.26M 0.54%
1,460,392
– –
TSLA icon
43
PUT
Tesla
TSLA
$1.28T
$2.23M 0.53%
+6,000
New +$125K
ETP
44
DELISTED
Energy Transfer Partners, L.P.
ETP
$2.05M 0.49%
92,071
– –
XOM icon
45
ExxonMobil
XOM
$653B
$1.98M 0.47%
23,240
– –
ZTS icon
46
Zoetis
ZTS
$29.9B
$1.94M 0.46%
21,174
– –
SMC
47
Summit Midstream
SMC
$487M
$1.94M 0.46%
9,038
– –
LLY icon
48
Eli Lilly
LLY
$1.09T
$1.93M 0.46%
18,000
– –
GRUB
49
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.74M 0.41%
175
– –
GM icon
50
General Motors
GM
$76.7B
$1.74M 0.41%
51,649
– –
1
2
3 4

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West Family Investments's Q3 2018 Portfolio in Review

As of Q3 2018, West Family Investments held 91 positions worth $422M, up 4.2% from $405M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

West Family Investments's Q3 2018 filing shows 6 new, 8 increased, 5 reduced and 2 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 159,973 shares worth $1.38M. The largest sale was CYS Investments Inc., an estimated $15.5M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 29% a quarter earlier, followed by Financials and Communication Services.

  • West Family Investments's largest Q3 2018 buy was Oaktree Strategic Income Corporation: 159,973 shares worth $1.38M.
  • West Family Investments added most to Two Harbors Investment in Q3 2018, an estimated $15M increase.
  • West Family Investments's biggest Q3 2018 reduction was First Eagle Alternative Capital BDC, Inc. Common Stock, cutting an estimated $946K.
  • West Family Investments fully exited CYS Investments Inc. in Q3 2018, selling an estimated $15.5M.
  • West Family Investments's ten largest holdings make up 51% of its $422M portfolio in Q3 2018.
  • West Family Investments opened 6 new positions and closed 2 in Q3 2018.
  • West Family Investments's portfolio value rose 4.2% quarter-over-quarter to $422M.

Based on West Family Investments's 13F filing for Q3 2018, filed 13 Nov 2018.