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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+8.84%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$568M
AUM Growth
+$29.3M
Cap. Flow
-$2.51M
Cap. Flow %
-0.44%
Top 10 Hldgs %
58.43%
Holding
117
New
8
Increased
8
Reduced
12
Closed
5

Top Buys

Rank Stock Value
1
WSTC
West Corporation
WSTC
+$12.9M
2
NVCN
Neovasc Inc.
NVCN
+$1.92M
3
RC
Ready Capital
RC
+$1.46M
4
FDUS icon
Fidus Investment
FDUS
+$1.11M
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$1.11M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.76M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$4.31M
3
GSBD icon
Goldman Sachs BDC
GSBD
+$2.34M
4
C icon
Citigroup
C
+$2.14M
5
SYK icon
Stryker
SYK
+$1.15M

Sector Composition

Rank Sector Weight
1 Real Estate 28.48%
2 Industrials 26.63%
3 Financials 13.35%
4 Energy 7.02%
5 Healthcare 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLT icon
26
PennantPark Floating Rate Capital
PFLT
$743M
$4.92M 0.87%
348,377
+99
+0% +$1.34K
FDUS icon
27
Fidus Investment
FDUS
$752M
$4.72M 0.83%
299,830
+70,000
+30% +$1.11M
CMCSA icon
28
Comcast
CMCSA
$91B
$4.14M 0.73%
120,000
– –
CSCO icon
29
Cisco
CSCO
$475B
$3.63M 0.64%
120,000
– –
STWD icon
30
Starwood Property Trust
STWD
$6.17B
$3.53M 0.62%
160,853
– –
NS
31
DELISTED
NuStar Energy L.P.
NS
$3.51M 0.62%
70,406
– –
NVCN
32
DELISTED
Neovasc Inc.
NVCN
$3.46M 0.61%
+80
New +$1.92M
NEWT icon
33
NewtekOne
NEWT
$368M
$3.44M 0.61%
216,647
-10,000
-4% -$150K
HACK icon
34
Amplify Cybersecurity ETF
HACK
$3B
$3.08M 0.54%
116,600
– –
BXMT icon
35
Blackstone Mortgage Trust
BXMT
$2.47B
$2.89M 0.51%
96,249
-15,000
-13% -$446K
TCPC icon
36
BlackRock TCP Capital
TCPC
$327M
$2.83M 0.5%
167,136
– –
GM icon
37
General Motors
GM
$78.4B
$2.76M 0.49%
79,149
– –
PFX icon
38
PhenixFIN
PFX
$88.9M
$2.76M 0.49%
18,362
-2,956
-14% -$451K
PFE icon
39
Pfizer
PFE
$152B
$2.74M 0.48%
88,796
– –
TRGP icon
40
Targa Resources
TRGP
$56.9B
$2.65M 0.47%
47,178
– –
MSFT icon
41
Microsoft
MSFT
$3.74T
$2.63M 0.46%
42,400
– –
GE icon
42
GE Aerospace
GE
$382B
$2.53M 0.44%
16,683
– –
EXC icon
43
Exelon
EXC
$46.2B
$2.48M 0.44%
98,140
– –
C icon
44
Citigroup
C
$228B
$2.36M 0.42%
39,700
-39,700
-50% -$2.14M
ZBH icon
45
Zimmer Biomet
ZBH
$18.5B
$2.28M 0.4%
22,763
– –
TCP
46
DELISTED
TC Pipelines LP
TCP
$2.24M 0.39%
38,000
– –
AXP icon
47
American Express
AXP
$230B
$2.22M 0.39%
30,000
– –
JPM.WS
48
DELISTED
JPMorgan Chase
JPM.WS
$2.22M 0.39%
50,200
-20,000
-28% -$691K
ETP
49
DELISTED
Energy Transfer Partners L.p.
ETP
$2.2M 0.39%
61,380
– –
XOM icon
50
ExxonMobil
XOM
$657B
$2.1M 0.37%
23,240
– –
1
2
3 4 5

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West Family Investments's Q4 2016 Portfolio in Review

As of Q4 2016, West Family Investments held 117 positions worth $568M, up 5.4% from $538M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

West Family Investments's Q4 2016 filing shows 8 new, 8 increased, 12 reduced and 5 closed positions. Its largest new stake was Neovasc Inc.: 80 shares worth $3.46M. The largest sale was Chimera Investment, an estimated $8.76M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 31% a quarter earlier, followed by Industrials and Financials.

  • West Family Investments's largest Q4 2016 buy was Neovasc Inc.: 80 shares worth $3.46M.
  • West Family Investments added most to West Corporation in Q4 2016, an estimated $12.9M increase.
  • West Family Investments's biggest Q4 2016 reduction was Chimera Investment, cutting an estimated $8.76M.
  • West Family Investments fully exited Qualcomm in Q4 2016, selling an estimated $1.07M.
  • West Family Investments's ten largest holdings make up 58% of its $568M portfolio in Q4 2016.
  • West Family Investments opened 8 new positions and closed 5 in Q4 2016.
  • West Family Investments's portfolio value rose 5.4% quarter-over-quarter to $568M.

Based on West Family Investments's 13F filing for Q4 2016, filed 13 Feb 2017.