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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$482M
AUM Growth
+$25.6M
Cap. Flow
-$6.65M
Cap. Flow %
-1.38%
Top 10 Hldgs %
64.61%
Holding
109
New
4
Increased
9
Reduced
9
Closed
4

Top Buys

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$2.06M
2
TR icon
Tootsie Roll Industries
TR
+$1.57M
3
MVC
MVC Capital, Inc.
MVC
+$1.47M
4
B
Barrick Mining
B
+$780K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$578K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.63M
2
HRZN icon
Horizon Technology Finance
HRZN
+$1.15M
3
PFX icon
PhenixFIN
PFX
+$639K
4
ARI
Apollo Commercial Real Estate
ARI
+$584K
5
GGP
GGP Inc.
GGP
+$465K

Sector Composition

Rank Sector Weight
1 Industrials 29.28%
2 Real Estate 27.75%
3 Energy 12.89%
4 Healthcare 9.7%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNNT
26
Pennant Park Investment Corp
PNNT
$242M
$3.52M 0.73%
307,624
– –
CMCSK
27
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$3.2M 0.66%
60,000
– –
GM icon
28
General Motors
GM
$78.3B
$3.17M 0.66%
87,178
– –
WSTC
29
DELISTED
West Corporation
WSTC
$3.04M 0.63%
113,347
– –
CSCO icon
30
Cisco
CSCO
$476B
$2.98M 0.62%
120,000
– –
ZBH icon
31
Zimmer Biomet
ZBH
$18.7B
$2.81M 0.58%
27,913
– –
STWD icon
32
Starwood Property Trust
STWD
$6.14B
$2.66M 0.55%
111,753
– –
SLRC icon
33
SLR Investment Corp
SLRC
$698M
$2.58M 0.54%
121,462
– –
EXC icon
34
Exelon
EXC
$46.2B
$2.55M 0.53%
98,140
– –
PFE icon
35
Pfizer
PFE
$155B
$2.5M 0.52%
88,796
– –
NEM icon
36
Newmont
NEM
$124B
$2.49M 0.52%
98,000
– –
SUNS
37
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.47M 0.51%
146,089
+14,109
+11% +$237K
XOM icon
38
ExxonMobil
XOM
$658B
$2.34M 0.49%
23,240
– –
BPL
39
DELISTED
Buckeye Partners, L.P.
BPL
$2.24M 0.46%
26,963
– –
CLMT icon
40
Calumet Specialty Products
CLMT
$4.09B
$2.21M 0.46%
69,547
– –
JPM.WS
41
DELISTED
JPMorgan Chase
JPM.WS
$2.1M 0.44%
+108,800
New +$2.06M
MMP
42
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.07M 0.43%
24,600
– –
TCP
43
DELISTED
TC Pipelines LP
TCP
$1.96M 0.41%
38,000
– –
KGC icon
44
Kinross Gold
KGC
$32.8B
$1.92M 0.4%
463,352
+110,000
+31% +$447K
TA
45
DELISTED
TravelCenters of America LLC
TA
$1.85M 0.38%
41,600
– –
TR icon
46
Tootsie Roll Industries
TR
$2.99B
$1.61M 0.33%
+77,869
New +$1.57M
PFX icon
47
PhenixFIN
PFX
$89.6M
$1.43M 0.3%
5,486
-2,495
-31% -$639K
VALE icon
48
Vale
VALE
$63.4B
$1.4M 0.29%
105,600
– –
PBR icon
49
Petrobras
PBR
$118B
$1.39M 0.29%
95,000
– –
AAPL icon
50
CALL
Apple
AAPL
$4.47T
$1.38M 0.29%
3,500
– –
1
2
3 4 5

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West Family Investments's Q2 2014 Portfolio in Review

As of Q2 2014, West Family Investments held 109 positions worth $482M, up 5.6% from $457M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

West Family Investments's Q2 2014 filing shows 4 new, 9 increased, 9 reduced and 4 closed positions. Its largest new stake was JPMorgan Chase: 108,800 shares worth $2.1M. The largest sale was Microsoft, an estimated $8.63M.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, up from 28% a quarter earlier, followed by Real Estate and Energy.

  • West Family Investments's largest Q2 2014 buy was JPMorgan Chase: 108,800 shares worth $2.1M.
  • West Family Investments added most to MVC Capital, Inc. in Q2 2014, an estimated $1.47M increase.
  • West Family Investments's biggest Q2 2014 reduction was Microsoft, cutting an estimated $8.63M.
  • West Family Investments fully exited AllianceBernstein National Municipal Income Fund in Q2 2014, selling an estimated $298K.
  • West Family Investments's ten largest holdings make up 65% of its $482M portfolio in Q2 2014.
  • West Family Investments opened 4 new positions and closed 4 in Q2 2014.
  • West Family Investments's portfolio value rose 5.6% quarter-over-quarter to $482M.

Based on West Family Investments's 13F filing for Q2 2014, filed 13 Aug 2014.