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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+4.62%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$395M
AUM Growth
+$17.2M
Cap. Flow
-$4.12M
Cap. Flow %
-1.04%
Top 10 Hldgs %
59.39%
Holding
109
New
4
Increased
11
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
CYS
CYS Investments Inc.
CYS
+$1.79M
2
MFA
MFA Financial
MFA
+$1.41M
3
TWO
Two Harbors Investment
TWO
+$1.29M
4
RC
Ready Capital
RC
+$1.22M
5
ARI
Apollo Commercial Real Estate
ARI
+$1.19M

Top Sells

Rank Stock Value
1
TSRX
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
+$894K
2
PPIH
Perma-Pipe International
PPIH
+$838K
3
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$797K
4
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$636K
5
GBDC icon
Golub Capital BDC
GBDC
+$569K

Sector Composition

Rank Sector Weight
1 Real Estate 29.25%
2 Industrials 21.36%
3 Energy 13.31%
4 Healthcare 11.83%
5 Financials 9.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLSS
26
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$2.99M 0.76%
136,000
-33,600
-20% -$797K
NS
27
DELISTED
NuStar Energy L.P.
NS
$2.82M 0.72%
70,406
– –
CSCO icon
28
Cisco
CSCO
$475B
$2.81M 0.71%
120,000
– –
SLRC icon
29
SLR Investment Corp
SLRC
$706M
$2.81M 0.71%
126,462
– –
STWD icon
30
Starwood Property Trust
STWD
$6.17B
$2.68M 0.68%
138,596
– –
CMCSK
31
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$2.6M 0.66%
60,000
– –
TAT
32
DELISTED
TransAtlantic Petroleum LTD.
TAT
$2.51M 0.64%
299,260
+2,058
+0.7% +$17.1K
SUNS
33
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.39M 0.6%
131,980
– –
PFX icon
34
PhenixFIN
PFX
$88.9M
$2.2M 0.56%
7,981
– –
EXC icon
35
Exelon
EXC
$46.2B
$2.08M 0.53%
98,140
– –
XOM icon
36
ExxonMobil
XOM
$657B
$2M 0.51%
23,240
– –
CLMT icon
37
Calumet Specialty Products
CLMT
$4.05B
$1.9M 0.48%
69,547
– –
TCP
38
DELISTED
TC Pipelines LP
TCP
$1.85M 0.47%
38,000
– –
JPM.WS
39
CALL
DELISTED
JPMorgan Chase
JPM.WS
$1.82M 0.46%
108,800
– –
BPL
40
DELISTED
Buckeye Partners, L.P.
BPL
$1.77M 0.45%
26,963
– –
VALE icon
41
Vale
VALE
$60.9B
$1.65M 0.42%
105,600
– –
TA
42
DELISTED
TravelCenters of America LLC
TA
$1.63M 0.41%
41,600
– –
BWP
43
DELISTED
Boardwalk Pipeline Partners
BWP
$1.51M 0.38%
49,796
– –
HRZN icon
44
Horizon Technology Finance
HRZN
$328M
$1.51M 0.38%
113,334
– –
PBR icon
45
Petrobras
PBR
$116B
$1.47M 0.37%
95,000
– –
MBFI
46
DELISTED
MB Financial Corp
MBFI
$1.41M 0.36%
50,000
– –
VOD icon
47
Vodafone
VOD
$36.7B
$1.41M 0.36%
39,240
– –
MMP
48
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.39M 0.35%
24,600
– –
GM icon
49
General Motors
GM
$78.4B
$1.27M 0.32%
35,306
– –
ZTS icon
50
Zoetis
ZTS
$31.1B
$1.2M 0.3%
38,559
– –
1
2
3 4 5

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West Family Investments's Q3 2013 Portfolio in Review

As of Q3 2013, West Family Investments held 109 positions worth $395M, up 4.6% from $378M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

West Family Investments's Q3 2013 filing shows 4 new, 11 increased, 6 reduced and 9 closed positions. The largest sale was TRIUS THERAPEUTICS INC COM STK (DE), an estimated $894K.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 30% a quarter earlier, followed by Industrials and Energy.

  • West Family Investments added most to CYS Investments Inc. in Q3 2013, an estimated $1.79M increase.
  • West Family Investments's biggest Q3 2013 reduction was HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS), cutting an estimated $797K.
  • West Family Investments fully exited TRIUS THERAPEUTICS INC COM STK (DE) in Q3 2013, selling an estimated $894K.
  • West Family Investments's ten largest holdings make up 59% of its $395M portfolio in Q3 2013.
  • West Family Investments opened 4 new positions and closed 9 in Q3 2013.
  • West Family Investments's portfolio value rose 4.6% quarter-over-quarter to $395M.

Based on West Family Investments's 13F filing for Q3 2013, filed 12 Nov 2013.