WFI

West Family Investments Portfolio holdings

AUM $383M
This Quarter Return
+4.71%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$388M
AUM Growth
+$388M
Cap. Flow
+$2.8M
Cap. Flow %
0.72%
Top 10 Hldgs %
60.42%
Holding
96
New
–
Increased
9
Reduced
3
Closed
8

Top Buys

1
CYS
CYS Investments Inc.
CYS
$1.8M
2
MFA
MFA Financial
MFA
$1.37M
3
TWO
Two Harbors Investment
TWO
$1.27M
4
RC
Ready Capital
RC
$1.24M
5
ARI
Apollo Commercial Real Estate
ARI
$1.17M

Top Sells

1
TSRX
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
$894K
2
PPIH icon
Perma-Pipe International
PPIH
$838K
3
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$739K
4
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$636K
5
GBDC icon
Golub Capital BDC
GBDC
$569K

Sector Composition

1 Real Estate 29.76%
2 Industrials 21.74%
3 Energy 13.54%
4 Healthcare 12.04%
5 Financials 10.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HLSS
26
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$2.99M 0.76% 136,000 -33,600 -20% -$739K
NS
27
DELISTED
NuStar Energy L.P.
NS
$2.82M 0.72% 70,406 – –
CSCO icon
28
Cisco
CSCO
$274B
$2.81M 0.71% 120,000 – –
SLRC icon
29
SLR Investment Corp
SLRC
$907M
$2.81M 0.71% 126,462 – –
STWD icon
30
Starwood Property Trust
STWD
$7.44B
$2.68M 0.68% 111,753 – –
CMCSK
31
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$2.6M 0.66% 60,000 – –
TAT
32
DELISTED
TransAtlantic Petroleum LTD.
TAT
$2.51M 0.64% 2,992,596 +20,578 +0.7% +$17.3K
SUNS
33
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.39M 0.6% 131,980 – –
PFX icon
34
PhenixFIN
PFX
$97.3M
$2.2M 0.56% 159,611 – –
EXC icon
35
Exelon
EXC
$44.1B
$2.08M 0.53% 70,000 – –
XOM icon
36
Exxon Mobil
XOM
$487B
$2M 0.51% 23,240 – –
CLMT icon
37
Calumet Specialty Products
CLMT
$1.41B
$1.9M 0.48% 69,547 – –
TCP
38
DELISTED
TC Pipelines LP
TCP
$1.85M 0.47% 38,000 – –
BPL
39
DELISTED
Buckeye Partners, L.P.
BPL
$1.77M 0.45% 26,963 – –
VALE icon
40
Vale
VALE
$43.9B
$1.65M 0.42% 105,600 – –
TA
41
DELISTED
TravelCenters of America LLC
TA
$1.63M 0.41% 208,000 – –
BWP
42
DELISTED
Boardwalk Pipeline Partners
BWP
$1.51M 0.38% 49,796 – –
HRZN icon
43
Horizon Technology Finance
HRZN
$294M
$1.51M 0.38% 113,334 – –
PBR icon
44
Petrobras
PBR
$79.9B
$1.47M 0.37% 95,000 – –
MBFI
45
DELISTED
MB Financial Corp
MBFI
$1.41M 0.36% 50,000 – –
VOD icon
46
Vodafone
VOD
$28.8B
$1.41M 0.36% 40,000 – –
MMP
47
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.39M 0.35% 24,600 – –
GM icon
48
General Motors
GM
$55.8B
$1.27M 0.32% 35,306 – –
ZTS icon
49
Zoetis
ZTS
$69.3B
$1.2M 0.3% 38,559 – –
YPF icon
50
YPF
YPF
$12B
$1.16M 0.29% 57,500 – –
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