We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGA
11151
DELISTED
AG&E Holdings Inc
WGA
– –
-4,208
Closed -$6K
DVR
11152
CALL
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
– –
-4,000
Closed -$5K
SPBC
11153
DELISTED
SP BANCORP, INC COM STK
SPBC
– –
-1,841
Closed -$53K
EMFN
11154
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
– –
-478
Closed -$12K
TZW
11155
DELISTED
ISHARES TR S&P TARGET DATE 2045 ETF
TZW
$0 ﹤0.01%
+3
New +$106
END
11156
PUT
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
– –
-1,500
Closed -$2K
COBR
11157
DELISTED
COBRA ELECTRONICS CORP
COBR
– –
-4,000
Closed -$15K
PTEK
11158
DELISTED
POKERTEK INC COM STK
PTEK
$0 ﹤0.01%
80
-13,453
-99% -$17.8K
BABZ
11159
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
– –
-5,532
Closed -$284K
AUD
11160
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
– –
-1,085
Closed -$107K
CAD
11161
DELISTED
PIMCO ETF TR PIMCO CDA BD INDEX FD ETF
CAD
– –
-209
Closed -$20K
CHXX
11162
DELISTED
EGSHARES CHINA INFRASTRUCTURE ETF
CHXX
– –
-1,846
Closed -$31K
ITMN
11163
CALL
DELISTED
INTERMUNE INC
ITMN
– –
-22,800
Closed -$1.01M
ITMN
11164
DELISTED
INTERMUNE INC
ITMN
– –
-167,717
Closed -$7.41M
ITMN
11165
PUT
DELISTED
INTERMUNE INC
ITMN
– –
-25,300
Closed -$1.12M
CHDX
11166
DELISTED
CHINDEX INTL INC
CHDX
– –
-12,812
Closed -$304K
KORZ
11167
DELISTED
DIREXION DAILY SOUTH KOREA BEAR 3X SHARES
KORZ
– –
-745
Closed -$16K
AZC
11168
CALL
DELISTED
AUGUSTA RESOURCE CORP
AZC
– –
-500
Closed -$2K
AZC
11169
DELISTED
AUGUSTA RESOURCE CORP
AZC
– –
-1,414,265
Closed -$4.5M
KIOR
11170
DELISTED
KIOR, INC CLASS A COM STK
KIOR
– –
-1,600
Closed -$1K
PRIS
11171
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL A SHS
PRIS
– –
-3,971
Closed -$7K
REN.WS
11172
DELISTED
RESOLUTE ENERGY CORPORATION WARRANTS EXP 09/25/2014
REN.WS
– –
-28,280
Closed -$1K
OBAF
11173
DELISTED
OBA FINL SVCS INC COM STK (MD)
OBAF
– –
-3,044
Closed -$68K
MNTG
11174
DELISTED
M T R GAMING GROUP INC
MNTG
– –
-285
Closed -$2K
NASB
11175
DELISTED
NASB FINL INC
NASB
– –
-708
Closed -$17K
445 446
447
448 449

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.