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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RALY
11101
CALL
DELISTED
RALLY SOFTWARE DEV CORP
RALY
– –
-100
Closed -$1K
ADVS
11102
PUT
DELISTED
Advent Software Inc
ADVS
– –
-800
Closed -$26K
RGRE
11103
DELISTED
ROYAL BK SCOTLAND PLC ROGERS ENHANCED ENERGY ETNS (UK)
RGRE
$0 ﹤0.01%
+10
New +$264
MWV
11104
CALL
DELISTED
MEADWESTVACO CORP
MWV
– –
-1,900
Closed -$84K
TEG
11105
CALL
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
– –
-400
Closed -$28K
ZEP
11106
PUT
DELISTED
ZEP INC COM STK (DE)
ZEP
– –
-100
Closed -$2K
SVBL
11107
DELISTED
SILVER BULL RESOURCES, INC
SVBL
$0 ﹤0.01%
+2,079
New +$536
SUTR
11108
PUT
DELISTED
Sutor Technology Group Limited Common Stock
SUTR
– –
-1,000
Closed -$1K
CTP
11109
DELISTED
CTPARTNERS EXECUTIVE SEARCH INC (DE)
CTP
– –
-2,116
Closed -$20K
URZ
11110
CALL
DELISTED
URANERZ ENERGY CORP
URZ
– –
-2,000
Closed -$3K
PKT
11111
CALL
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
– –
-200
Closed -$2K
XLS
11112
CALL
DELISTED
EXELIS INC COM STK
XLS
– –
-964
Closed -$15K
XLS
11113
PUT
DELISTED
EXELIS INC COM STK
XLS
– –
-321
Closed -$5K
ASPX
11114
DELISTED
AUSPEX PHARMACEUTICALS INC COM STK (DE)
ASPX
– –
-1,774
Closed -$40K
VIEW
11115
DELISTED
VIEWTRAN GROUP INC, ORD SHS
VIEW
$0 ﹤0.01%
140
-3,127
-96% -$6.07K
MVNR
11116
DELISTED
MAVENIR SYS INC COM STK (DE)
MVNR
– –
-990
Closed -$15K
VTSS
11117
CALL
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
– –
-4,900
Closed -$17K
COBK
11118
DELISTED
COLONIAL FINL SVCS INC COM STK (MD)
COBK
$0 ﹤0.01%
25
– –
JRN
11119
CALL
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
– –
-100
Closed -$1K
VSCI
11120
DELISTED
VISION SCIENCES INC (DEL)
VSCI
– –
-4,053
Closed -$5K
CFN
11121
PUT
DELISTED
CAREFUSION CORPORATION
CFN
– –
-100
Closed -$4K
PTRY
11122
DELISTED
PANTRY INC (THE)
PTRY
– –
-125
Closed -$2.39K
BPZ
11123
CALL
DELISTED
BPZ RESOURCES INC COM STK
BPZ
– –
-3,400
Closed -$10K
SMPL
11124
DELISTED
SIMPLICITY BANCORP INC
SMPL
– –
-924
Closed -$16K
ITLT
11125
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X ITALIAN
ITLT
– –
-1,687
Closed -$86K
443 444
445
446 447

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.