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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTCT
11051
CALL
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-100
Closed -$3K
POZN
11052
CALL
DELISTED
POZEN INC
POZN
– –
-7,500
Closed -$62K
RENT
11053
CALL
DELISTED
RENTRAK CORP
RENT
– –
-900
Closed -$47K
RPX
11054
DELISTED
COLUMBIA LARGE CAP GROWTH ETF
RPX
– –
-368
Closed -$15K
LBMH
11055
CALL
DELISTED
LIBERATOR MED HLDGS INC (NY)
LBMH
– –
-4,000
Closed -$15K
ROYL
11056
DELISTED
ROYALE ENERGY INC
ROYL
– –
-2,861
Closed -$10.1K
BDBD
11057
CALL
DELISTED
BOULDER BRANDS INC
BDBD
– –
-100
Closed -$1K
BDBD
11058
PUT
DELISTED
BOULDER BRANDS INC
BDBD
– –
-500
Closed -$7K
TC
11059
PUT
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-5,000
Closed -$15K
THTI
11060
DELISTED
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK
THTI
$0 ﹤0.01%
55
-4,445
-99% -$6.07K
PSBH
11061
DELISTED
PSB HOLDINGS INC
PSBH
– –
-1,280
Closed -$9K
WHZ
11062
PUT
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
– –
-2,300
Closed -$29K
WAVX
11063
CALL
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-50
Closed -$1K
FXEN
11064
PUT
DELISTED
FX ENERGY INC
FXEN
– –
-27,700
Closed -$100K
ESSX
11065
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$0 ﹤0.01%
100
-3,672
-97% -$8.59K
NYNY
11066
PUT
DELISTED
Empire Resorts, Inc.
NYNY
– –
-80
Closed -$3K
SPRO
11067
DELISTED
SMARTPROS LTD COM STK
SPRO
– –
-1,825
Closed -$4K
AVL
11068
CALL
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
– –
-8,900
Closed -$4K
STNR
11069
PUT
DELISTED
STEINER LEISURE LTD
STNR
– –
-200
Closed -$9K
VRNG
11070
PUT
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
– –
-250
Closed -$9K
PLNR
11071
DELISTED
PLANAR SYSTEMS INC
PLNR
– –
-1,357
Closed -$3K
GAME
11072
CALL
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
– –
-900
Closed -$6K
XOOM
11073
PUT
DELISTED
XOOM CORP COM
XOOM
– –
-100
Closed -$3K
CPAH
11074
DELISTED
Counterpath Corp
CPAH
– –
-65
Closed -$1K
BCHP
11075
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES BLUE CHIP ETF (DE)
BCHP
– –
-87
Closed -$2K
441 442
443
444 445

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.