UBS’s THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK THTI Stock Holding History

UBS’s Portfolio THTI Stock Details THTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$0	Sell	55 -4,445	-99%	-$6.07K	﹤0.01%	11161
2014 Q2	$6K	Buy	+4,500	New	+$5.62K	﹤0.01%	9436
2014 Q1	–	Sell	-2,745	Closed	-$3K	–	11222
2013 Q4	$3K	Buy	2,745 +1,225	+81%	+$1.26K	﹤0.01%	9947
2013 Q3	$2K	Sell	1,520 -1,800	-54%	-$1.83K	﹤0.01%	10051
2013 Q2	$4K	Buy	+3,320	New	+$3.8K	﹤0.01%	9502

Other funds holding THTI

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

RCM

Rotella Capital Management Bellevue, Washington $1.47M AUM 12.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

UBS's THTI Position: Q3 2014 in Review

UBS reduced its THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK (THTI) stake by 99% in Q3 2014, selling an estimated $6.07K and leaving 55 shares worth $0. The position accounts for ﹤0.01% of the portfolio, ranked #11161.

UBS first reported a position in THTI in Q2 2013 and has held it in 5 quarters since. The position peaked at $6K in Q2 2014. 8 funds tracked by Wall St. Rank hold THTI as of Q3 2014.

UBS held 55 shares of THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK worth $0 as of Q3 2014.
UBS sold 4,445 THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK shares in Q3 2014, an estimated $6.07K.
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK made up ﹤0.01% of UBS's portfolio in Q3 2014, its #11161 holding.
UBS first reported a position in THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK in Q2 2013 and has held it in 5 quarters since.
UBS's THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK position peaked at $6K in Q2 2014.
8 funds tracked by Wall St. Rank held THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.