Ground Swell Capital’s THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK THTI Stock Holding History

Ground Swell Capital’s Portfolio THTI Stock Details THTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1K	Sell	465 -220	-32%	-$301	﹤0.01%	2323
2014 Q2	$1K	Buy	+685	New	+$855	﹤0.01%	1916

Other funds holding THTI

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

RCM

Rotella Capital Management Bellevue, Washington $1.47M AUM 12.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Ground Swell Capital's THTI Position: Q3 2014 in Review

Ground Swell Capital reduced its THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK (THTI) stake by 32% in Q3 2014, selling an estimated $301 and leaving 465 shares worth $1K. The position accounts for ﹤0.01% of the portfolio, ranked #2323.

Ground Swell Capital first reported a position in THTI in Q2 2014 and has held it in 2 quarters since. 8 funds tracked by Wall St. Rank hold THTI as of Q3 2014.

Ground Swell Capital held 465 shares of THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK worth $1K as of Q3 2014.
Ground Swell Capital sold 220 THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK shares in Q3 2014, an estimated $301.
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK made up ﹤0.01% of Ground Swell Capital's portfolio in Q3 2014, its #2323 holding.
Ground Swell Capital first reported a position in THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK in Q2 2014 and has held it in 2 quarters since.
8 funds tracked by Wall St. Rank held THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.