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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWER
11026
PUT
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-1,150
Closed -$45K
RSE
11027
CALL
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-100
Closed -$2K
JGW
11028
DELISTED
J G WENTWORTH CO CL A COM STK (DE)
JGW
– –
-7,896
Closed -$89K
FSYS
11029
CALL
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-1,000
Closed -$11K
SGL
11030
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-3,284
Closed -$30K
FWM
11031
CALL
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-2,900
Closed -$19K
FWM
11032
PUT
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-1,200
Closed -$8K
POWR
11033
PUT
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
– –
-200
Closed -$2K
REDF
11034
PUT
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
– –
-400
Closed -$1K
FRAK
11035
PUT
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
– –
-20
Closed -$7K
CBNJ
11036
DELISTED
CAPE BANCORP, INC COM
CBNJ
– –
-2,543
Closed -$27K
RSXJ
11037
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
– –
-389
Closed -$14K
TFM
11038
PUT
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-300
Closed -$10K
FREE
11039
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– -$8K
MCOX
11040
DELISTED
MECOX LANE LTD SPONS ADR REPSTG 35 ORD
MCOX
– –
-1,062
Closed -$4K
JMI
11041
PUT
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-500
Closed -$7K
BCA
11042
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
– –
-3,067
Closed -$57K
HNT
11043
CALL
DELISTED
HEALTH NET INC
HNT
– –
-1,300
Closed -$54K
CHNA
11044
DELISTED
POWERSHARES CHINA A-SHARE PORTFOLIO
CHNA
– –
-494
Closed -$11K
LOJN
11045
DELISTED
LO JACK CORP
LOJN
– –
-670
Closed -$4K
CSUN
11046
PUT
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
– –
-500
Closed -$2K
SFG
11047
PUT
DELISTED
STANCORP FINL GRP
SFG
– –
-5,000
Closed -$320K
MR
11048
CALL
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
– –
-400
Closed -$13K
RIVR
11049
DELISTED
RIVER VALLEY BANCORP
RIVR
– –
-8
Closed –
IGC.WS
11050
DELISTED
INDIA GLOBALIZATION CAPITAL, INC. WTS EXP 3/06/2017
IGC.WS
$0 ﹤0.01%
2,167
– –
440 441
442
443 444

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STC
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1IC
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QBFM
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BCMU
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MWR
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MGC
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.