U
RIVR

UBS’s RIVER VALLEY BANCORP RIVR Stock Holding History

UBS’s Portfolio RIVR Stock Details RIVR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-8
Closed – – 11150
2014
Q2 		$0 Sell
8
-209
-96% -$5.3K ﹤0.01% 11178
2014
Q1 		$6K Buy
+217
New +$5.69K ﹤0.01% 9447

Other funds holding RIVR

BFC
Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return
SWITC
Stewart West Indies Trading Company Boulder, Colorado $1.16B AUM 17.5% 1-Year Est. Return
TMC
Trellus Management Company Delray Beach, Florida $72.8M AUM 4.5% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
ACM
Ativo Capital Management Chicago, Illinois $115M AUM 19.02% 1-Year Est. Return
RA
Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return
SJ
Stilwell Joseph $174M AUM 15.41% 1-Year Est. Return
EPCA
Elizabeth Park Capital Advisors Pepper Pike, Ohio $130M AUM 23.02% 1-Year Est. Return
BIG
Blackthorn Investment Group Overland Park, Kansas $26.8M AUM 12.33% 1-Year Est. Return

UBS's RIVR Position: Q3 2014 in Review

UBS sold out of RIVER VALLEY BANCORP (RIVR) in Q3 2014, closing a stake of 8 shares.

UBS first reported a position in RIVR in Q1 2014 and held it in 2 quarters. The position peaked at $6K in Q1 2014. 19 funds tracked by Wall St. Rank hold RIVR as of Q3 2014.

  • UBS reported no remaining RIVER VALLEY BANCORP position as of Q3 2014 after selling out during the quarter.
  • UBS sold 8 RIVER VALLEY BANCORP shares in Q3 2014.
  • UBS first reported a position in RIVER VALLEY BANCORP in Q1 2014 and held it in 2 quarters.
  • UBS's RIVER VALLEY BANCORP position peaked at $6K in Q1 2014.
  • 19 funds tracked by Wall St. Rank held RIVER VALLEY BANCORP as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.