Trellus Management Company’s RIVER VALLEY BANCORP RIVR Stock Holding History

Trellus Management Company’s Portfolio RIVR Stock Details RIVR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-39,468	Closed	-$878K	–	114
2015 Q3	$878K	Hold	39,468	–	–	1.29%	18
2015 Q2	$915K	Sell	39,468 -7,500	-16%	-$173K	1.03%	25
2015 Q1	$1.03M	Sell	46,968 -2,850	-6%	-$60.4K	1.23%	18
2014 Q4	$1.05M	Sell	49,818 -4,982	-9%	-$106K	1.55%	15
2014 Q3	$1.18M	Buy	54,800 +33,000	+151%	+$711K	1%	23
2014 Q2	$488K	Hold	21,800	–	–	0.41%	63
2014 Q1	$588K	Hold	21,800	–	–	0.52%	51
2013 Q4	$567K	Sell	21,800 -6,880	-24%	-$179K	0.68%	45
2013 Q3	$702K	Hold	28,680	–	–	0.89%	39
2013 Q2	$621K	Buy	+28,680	New	+$640K	0.79%	47

Other funds holding RIVR

GLAM

Gardner Lewis Asset Management Chadds Ford, Pennsylvania $462M AUM 65.29% 1-Year Est. Return

BFC

Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return

CCM

Chicago Capital Management Chicago, Illinois $112M AUM 76.54% 1-Year Est. Return

M3F Inc Salt Lake City, Utah $404M AUM 17.61% 1-Year Est. Return

PCA

PL Capital Advisors Naples, Florida $332M AUM 17.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

KAM

Kassirer Asset Management Toronto, Ontario, Canada $4.07M AUM 49.71% 1-Year Est. Return

PCM

Prelude Capital Management New York $1.31B AUM 62.01% 1-Year Est. Return

BCM

BHZ Capital Management San Jose, California $88M AUM 9.79% 1-Year Est. Return

Trellus Management Company's RIVR Position: Q4 2015 in Review

Trellus Management Company sold out of RIVER VALLEY BANCORP (RIVR) in Q4 2015, closing a stake of 39,468 shares — an estimated $878K sold.

Trellus Management Company first reported a position in RIVR in Q2 2013 and held it in 10 quarters. The position peaked at $1.18M in Q3 2014. 15 funds tracked by Wall St. Rank hold RIVR as of Q4 2015.

Trellus Management Company reported no remaining RIVER VALLEY BANCORP position as of Q4 2015 after selling out during the quarter.
Trellus Management Company sold 39,468 RIVER VALLEY BANCORP shares in Q4 2015, an estimated $878K.
Trellus Management Company first reported a position in RIVER VALLEY BANCORP in Q2 2013 and held it in 10 quarters.
Trellus Management Company's RIVER VALLEY BANCORP position peaked at $1.18M in Q3 2014.
15 funds tracked by Wall St. Rank held RIVER VALLEY BANCORP as of Q4 2015.

Based on Trellus Management Company's 13F filing for Q4 2015, filed 27 Jan 2016.