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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIQ
11076
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$0 ﹤0.01%
+50
New +$493
MCBK
11077
DELISTED
MADISON CNTY FINL INC COM STK (MD)
MCBK
– –
-618
Closed -$11K
ENVI
11078
PUT
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
– –
-1,500
Closed -$4K
ADEP
11079
PUT
DELISTED
Adept Technology Inc
ADEP
– –
-3,200
Closed -$34K
AXX
11080
DELISTED
Alderon Iron Ore Corp
AXX
– –
-2,806
Closed -$3K
EPAX
11081
DELISTED
Ambassadors Group Inc
EPAX
– –
-2,033
Closed -$9K
DAEG
11082
DELISTED
DAEGIS INC
DAEG
– –
-1,197
Closed -$1K
TIGR
11083
DELISTED
TIGERLOGIC CORPORATION COM STK (DE)
TIGR
– –
-310
Closed –
BRAF
11084
DELISTED
GLOBAL X BRAZIL FINLS ETF
BRAF
– –
-246
Closed -$3K
APP
11085
DELISTED
AMERICAN APPAREL INC COM
APP
– –
-49,265
Closed -$46.5K
ZU
11086
PUT
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
– –
-100
Closed -$4K
FORX
11087
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
– –
-726
Closed -$35K
HNSN
11088
CALL
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-100
Closed -$1K
QDXU
11089
DELISTED
MARKET VECTORS ETF TR MSCI INTL QUALITY DIVID ETF (DE)
QDXU
$0 ﹤0.01%
+2
New +$105
MEA
11090
CALL
DELISTED
METALICO INC
MEA
– –
-14,100
Closed -$17K
MEA
11091
DELISTED
METALICO INC
MEA
$0 ﹤0.01%
175
– –
ZQK
11092
PUT
DELISTED
QUICKSILVER,INC.
ZQK
– –
-2,000
Closed -$7K
NLSN
11093
PUT
DELISTED
Nielsen Holdings plc
NLSN
– –
-300
Closed -$15K
PPO
11094
CALL
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-100
Closed -$5K
EMDI
11095
DELISTED
ISHARES MSCI EMERGING MKTS CONSUMER DISCRETIONARY ETF
EMDI
– –
-193
Closed -$11K
EWSS
11096
DELISTED
ISHARES MSCI SINGAPORE SMALL CAP ETF
EWSS
– –
-1,562
Closed -$45K
GTI
11097
CALL
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-1,300
Closed -$14K
MCRL
11098
DELISTED
MICREL INC
MCRL
– –
-4,186
Closed -$47K
SUSQ
11099
CALL
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-300
Closed -$3K
MILL
11100
CALL
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
-9,100
Closed -$58K
442 443
444
445 446

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.