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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITLY
11126
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB ITALIAN TREAS
ITLY
– –
-122
Closed -$4K
UUPT
11127
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X LONG USD
UUPT
– –
-1,648
Closed -$33K
CVD
11128
CALL
DELISTED
COVANCE INC.
CVD
– –
-500
Closed -$43K
TRLA
11129
PUT
DELISTED
TRULIA INC (DEL)
TRLA
– –
-50,000
Closed -$2.37M
OILT
11130
CALL
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
– –
-200
Closed -$9K
PRLS
11131
DELISTED
PEERLESS SYSTEMS CORP
PRLS
$0 ﹤0.01%
47
-4,411
-99% -$17.5K
RNA
11132
PUT
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
– –
-700
Closed -$9K
BTUI
11133
DELISTED
BTU INTERNATIONAL INC
BTUI
$0 ﹤0.01%
52
– –
WTSL
11134
DELISTED
WET SEAL INC CL-A
WTSL
– –
-38,217
Closed -$35K
WTSL
11135
PUT
DELISTED
WET SEAL INC CL-A
WTSL
– –
-38,100
Closed -$35K
ESYS
11136
DELISTED
ELECSYS CORPORATION
ESYS
– –
-2,039
Closed -$25K
BIRT
11137
CALL
DELISTED
Actuate Corp
BIRT
– –
-1,000
Closed -$5K
HDGI
11138
DELISTED
AdvisorShares Intl Bear ETF
HDGI
– –
-470
Closed -$10K
TWQ
11139
DELISTED
PROSHARES TR ULTRASHORT RUSSELL3000 NEW
TWQ
– –
-600
Closed -$12K
UVG
11140
DELISTED
PROSHARES ULTRA RUSSELL 1000 VALUE
UVG
– –
-278
Closed -$20K
UVT
11141
DELISTED
PROSHARES ULTRA RUSSELL 2000 VALUE
UVT
– –
-105
Closed -$6K
EMHD
11142
DELISTED
EGSHARES EM DIVID HIGHT INCOME ETF
EMHD
– –
-547
Closed -$11K
PIKE
11143
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
– –
-45,253
Closed -$484K
LATM
11144
DELISTED
MARKET VECTOR LATIN AMERICA SMALL CAP ETF
LATM
– –
-1,672
Closed -$34K
SMA
11145
DELISTED
SYMMETRY MEDICAL INC
SMA
– –
-2,552
Closed -$23K
BAXS
11146
DELISTED
BAXANO SURGICAL INC COM STK (DE)
BAXS
– –
-13,750
Closed -$8K
SPPR
11147
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
– –
-786
Closed -$1K
QRE
11148
CALL
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-15,300
Closed -$291K
BXUB
11149
DELISTED
BARCLAYS LONG B LEVERGED S&P 500 TR ETN
BXUB
– –
-618
Closed -$116K
BXUC
11150
DELISTED
BARCLAYS LONG C LEVERAGED S&P 500 TR ETN
BXUC
– –
-52
Closed -$15K
444 445
446
447 448

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.