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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVD
11176
DELISTED
Admin Fondos Pensions
PVD
– –
-100
Closed -$9K
WH
11177
DELISTED
WSP HOLDINGS LTD ADR NEW
WH
– –
-200
Closed –
ARX
11178
DELISTED
Aeroflex Holding Corp (DE)
ARX
– –
-3,641
Closed -$38K
ARX
11179
PUT
DELISTED
Aeroflex Holding Corp (DE)
ARX
– –
-5,000
Closed -$53K
KIPS
11180
DELISTED
KIPS BAY MEDICAL INC
KIPS
– –
-9,500
Closed -$4K
PDO
11181
DELISTED
PYRAMID OIL CO
PDO
– –
-982
Closed -$6K
MCRS
11182
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-22,457
Closed -$1.53M
CSP
11183
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-17,474
Closed -$128K
MRF
11184
DELISTED
AMERICAN INCOME FUND
MRF
– –
-21,515
Closed -$167K
SLA
11185
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-24,181
Closed -$259K
ASP
11186
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-5,629
Closed -$58K
BSP
11187
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-16,358
Closed -$144K
DFZ
11188
DELISTED
BARRY (R.G.) CORPORATION
DFZ
– –
-8,660
Closed -$164K
SUSS
11189
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
– –
-1,004,597
Closed -$81.1M
ISS
11190
DELISTED
ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM)
ISS
– –
-2,587
Closed -$14K
HSH
11191
CALL
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-56,400
Closed -$3.51M
HSH
11192
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-178,812
Closed -$11.1M
HSH
11193
PUT
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-215,000
Closed -$13.4M
GSGO
11194
DELISTED
ALPS ETF TR GS Momentum Builder Growth Mkt Eq & US tres
GSGO
– –
-300
Closed -$6K
GSAX
11195
DELISTED
ALPS ETF TR GS Momentum Builder Asia Ex-Japan Eq & US tres
GSAX
– –
-665
Closed -$15K
TAYC
11196
DELISTED
TAYLOR CAPITAL GROUP INC
TAYC
– –
-393,349
Closed -$8.41M
VITC
11197
DELISTED
VITACOST COM INC COM STK (DE)
VITC
– –
-1,772
Closed -$11K
DCIN
11198
DELISTED
DIGITAL CINEMA DESTINATIONS CORP CL A COM STK (DE)
DCIN
– –
-3,025
Closed -$18K
MUAC
11199
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
– –
-7,113
Closed -$364K
UNS
11200
DELISTED
UNS ENERGY CORP COM
UNS
– –
-297,825
Closed -$18M
446 447
448
449 450

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.