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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNS
11201
PUT
DELISTED
UNS ENERGY CORP COM
UNS
– –
-10,000
Closed -$604K
ZIPR
11202
DELISTED
ZIP REALTY, INC
ZIPR
– –
-1,033
Closed -$4K
QCOR
11203
CALL
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-28,800
Closed -$2.66M
QCOR
11204
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-316,784
Closed -$29.3M
QCOR
11205
PUT
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-72,800
Closed -$6.73M
HMH
11206
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
– –
-2,333
Closed -$17K
HIH
11207
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
– –
-2,216
Closed -$20K
PLXT
11208
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-15,856
Closed -$103K
NDZ
11209
CALL
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-3,200
Closed -$40K
NDZ
11210
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-9
Closed –
NDZ
11211
PUT
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-5,000
Closed -$63K
IDIX
11212
CALL
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-35,300
Closed -$851K
IDIX
11213
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-80,677
Closed -$1.94M
IDIX
11214
PUT
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-117,100
Closed -$2.82M
EQU
11215
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-40,672
Closed -$220K
EQU
11216
PUT
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-86,500
Closed -$469K
CWH.PRE
11217
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
– –
-21,807
Closed -$562K
ESC
11218
DELISTED
EMERITUS CORP
ESC
– –
-694,272
Closed -$22M
CWH.PRD
11219
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
– –
-2,671
Closed -$65K
NED
11220
DELISTED
NOAH EDUCATION HOLDINGS LTD ADR (CYM)
NED
– –
-2,887
Closed -$8K
SGK
11221
DELISTED
SCHAWK INC CL-A
SGK
– –
-183,421
Closed -$3.73M
OINK
11222
DELISTED
TIANLI AGRITECH INC COM SH (VGB)
OINK
– –
-242
Closed -$1K
OPEN
11223
CALL
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-18,900
Closed -$1.96M
OPEN
11224
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-499,181
Closed -$51.7M
OPEN
11225
PUT
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-500
Closed -$52K
447 448
449
450 451

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1IC
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QBFM
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BCMU
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MWR
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MGC
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BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.