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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YONG
11251
CALL
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
– –
-452,200
Closed -$3.17M
YONG
11252
PUT
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
– –
-344,500
Closed -$2.42M
FURX
11253
CALL
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-1,000
Closed -$106K
FURX
11254
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-5,149
Closed -$546K
FURX
11255
PUT
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-35,400
Closed -$3.76M
TXI
11256
CALL
DELISTED
TEXAS INDUSTRIES INC
TXI
– –
-300
Closed -$28K
TXI
11257
DELISTED
TEXAS INDUSTRIES INC
TXI
– –
-221,710
Closed -$20.5M
FRX
11258
CALL
DELISTED
FOREST LABORATORIES INC
FRX
– –
-200
Closed -$20K
FRX
11259
DELISTED
FOREST LABORATORIES INC
FRX
– –
-601,964
Closed -$59.6M
DB.RT
11260
DELISTED
DEUTSCHE BANK AG RT (EXP 06/24/14
DB.RT
– –
-42,648
Closed -$83K
MOBL
11261
DELISTED
MobileIron, Inc.
MOBL
– –
-1,571
Closed -$15.4K
SOQ
11262
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
– –
-4,200
Closed -$1K
LOOK
11263
DELISTED
LOOKSMART LTD COM
LOOK
– –
-782
Closed -$2K
QTWW
11264
PUT
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
– –
-800
Closed -$5K
GLCH
11265
DELISTED
GLEACHER & CO INC COM NEW (NY)
GLCH
– –
-4,417
Closed -$47K
GGGG
11266
DELISTED
GLOBAL X FDS PURE GOLD MINERS ETF
GGGG
– –
-1,998
Closed -$27K
TWGP
11267
CALL
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-7,900
Closed -$14K
TWGP
11268
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-26,189
Closed -$47K
TWGP
11269
PUT
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-44,000
Closed -$79K
CMCSK
11270
PUT
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-3,100
Closed -$165K
CRMBW
11271
DELISTED
CRUMBS BAKE SHOP INC WT EXP 5/5/2016
CRMBW
– –
-6,288
Closed –
JACQU
11272
DELISTED
COLLABRIUM JAPAN ACQUISITIONCO UNIT 1 SHS & 1 WT EXP
JACQU
$0 ﹤0.01%
5
-1,195
-100% –
MEILW
11273
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL A EXP
MEILW
$0 ﹤0.01%
1,050
-150
-13% –
MEILZ
11274
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL B EXP
MEILZ
$0 ﹤0.01%
50
-2,000
-98% –
IRDMZ
11275
DELISTED
IRIDIUM COMMUNICATIONS INC WTS EXP 2/14/2015
IRDMZ
$0 ﹤0.01%
400
– –
449 450
451
452 453

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.