UBS’s SONDE RESOURCES CORP COM NEW (CAD) SOQ Stock Holding History

UBS’s Portfolio SOQ Stock Details SOQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-4,200	Closed	-$1K	–	11363
2014 Q2	$1K	Sell	4,200 -787	-16%	-$308	﹤0.01%	10333
2014 Q1	$2K	Sell	4,987 -21,831	-81%	-$10.8K	﹤0.01%	10152
2013 Q4	$23K	Buy	26,818 +15,281	+132%	+$14.3K	﹤0.01%	8010
2013 Q3	$14K	Buy	11,537 +7,628	+195%	+$7.77K	﹤0.01%	8519
2013 Q2	$4K	Buy	+3,909	New	+$4.88K	﹤0.01%	9537

Other funds holding SOQ

Steelhead Partners Seattle, Washington $1.39B AUM 0.01% 1-Year Est. Return

Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS's SOQ Position: Q3 2014 in Review

UBS sold out of SONDE RESOURCES CORP COM NEW (CAD) (SOQ) in Q3 2014, closing a stake of 4,200 shares — an estimated $1K sold.

UBS first reported a position in SOQ in Q2 2013 and held it in 5 quarters. The position peaked at $23K in Q4 2013. 11 funds tracked by Wall St. Rank hold SOQ as of Q3 2014.

UBS reported no remaining SONDE RESOURCES CORP COM NEW (CAD) position as of Q3 2014 after selling out during the quarter.
UBS sold 4,200 SONDE RESOURCES CORP COM NEW (CAD) shares in Q3 2014, an estimated $1K.
UBS first reported a position in SONDE RESOURCES CORP COM NEW (CAD) in Q2 2013 and held it in 5 quarters.
UBS's SONDE RESOURCES CORP COM NEW (CAD) position peaked at $23K in Q4 2013.
11 funds tracked by Wall St. Rank held SONDE RESOURCES CORP COM NEW (CAD) as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.