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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
AAWW
11301
CALL
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-100
Closed -$4K –
AAWW
11302
PUT
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-800
Closed -$29K –
SBNY
11303
PUT
DELISTED
Signature Bank
SBNY
– –
-300
Closed -$38K –
PEI
11304
CALL
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-7
Closed -$2K –
PEI
11305
PUT
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-33
Closed -$9K –
REV
11306
CALL
DELISTED
Revlon, Inc.
REV
– –
-200
Closed -$6K –
CMO
11307
CALL
DELISTED
Capstead Mortgage Corp.
CMO
– –
-1,600
Closed -$21K –
GFN
11308
DELISTED
General Finance Corporation
GFN
– –
-446
Closed -$4K –
SYV
11309
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
– –
-70
Closed -$4K –
CEO
11310
CALL
DELISTED
CNOOC Limited
CEO
– –
-500
Closed -$90K –
CEO
11311
PUT
DELISTED
CNOOC Limited
CEO
– –
-100
Closed -$18K –
NCB
11312
DELISTED
Nuveen California Municipal Value Fund 2
NCB
– –
-78
Closed -$1K –
CHU
11313
PUT
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-500
Closed -$8K –
TAT
11314
CALL
DELISTED
TransAtlantic Petroleum LTD.
TAT
– –
-300
Closed -$3K –
DJCI
11315
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
– –
-838
Closed -$21K –
UN icon
11316
CALL
DELISTED
Unilever NV New York Registry Shares
UN
– –
-700
Closed -$31K –
FAUS
11317
DELISTED
First Trust Australia AlphaDEX Fund
FAUS
– –
-126
Closed -$4K –
HYND
11318
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
– –
-847
Closed -$20K –
SORL
11319
DELISTED
SORL Auto Parts, Inc.
SORL
– –
-1,023
Closed -$3K –
CUO
11320
DELISTED
Continental Materials Corporation
CUO
– –
-1,092
Closed -$17K –
DRR
11321
DELISTED
Market Vectors Double Short Euro ETN
DRR
– –
-780
Closed -$30K –
DTYS
11322
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
– –
-610
Closed -$16K –
FXCH
11323
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
– –
-121
Closed -$10K –
WLH
11324
PUT
DELISTED
WILLIAM LYON HOMES
WLH
– –
-2,500
Closed -$76K –
TSS
11325
CALL
DELISTED
Total System Services, Inc.
TSS
– –
-200
Closed -$6K –

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.