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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAWW
11301
CALL
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-100
Closed -$4K
AAWW
11302
PUT
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-800
Closed -$29K
SBNY
11303
PUT
DELISTED
Signature Bank
SBNY
– –
-300
Closed -$38K
PEI
11304
CALL
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-7
Closed -$2K
PEI
11305
PUT
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-33
Closed -$9K
REV
11306
CALL
DELISTED
Revlon, Inc.
REV
– –
-200
Closed -$6K
CMO
11307
CALL
DELISTED
Capstead Mortgage Corp.
CMO
– –
-1,600
Closed -$21K
GFN
11308
DELISTED
General Finance Corporation
GFN
– –
-446
Closed -$4K
SYV
11309
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
– –
-70
Closed -$4K
CEO
11310
CALL
DELISTED
CNOOC Limited
CEO
– –
-500
Closed -$90K
CEO
11311
PUT
DELISTED
CNOOC Limited
CEO
– –
-100
Closed -$18K
NCB
11312
DELISTED
Nuveen California Municipal Value Fund 2
NCB
– –
-78
Closed -$1K
CHU
11313
PUT
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-500
Closed -$8K
TAT
11314
CALL
DELISTED
TransAtlantic Petroleum LTD.
TAT
– –
-300
Closed -$3K
DJCI
11315
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
– –
-838
Closed -$21K
UN
11316
CALL
DELISTED
Unilever NV New York Registry Shares
UN
– –
-700
Closed -$31K
FAUS
11317
DELISTED
First Trust Australia AlphaDEX Fund
FAUS
– –
-126
Closed -$4K
HYND
11318
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
– –
-847
Closed -$20K
SORL
11319
DELISTED
SORL Auto Parts, Inc.
SORL
– –
-1,023
Closed -$3K
CUO
11320
DELISTED
Continental Materials Corporation
CUO
– –
-1,092
Closed -$17K
DRR
11321
DELISTED
Market Vectors Double Short Euro ETN
DRR
– –
-780
Closed -$30K
DTYS
11322
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
– –
-610
Closed -$16K
FXCH
11323
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
– –
-121
Closed -$10K
WLH
11324
PUT
DELISTED
WILLIAM LYON HOMES
WLH
– –
-2,500
Closed -$76K
TSS
11325
CALL
DELISTED
Total System Services, Inc.
TSS
– –
-200
Closed -$6K
451 452
453
454 455

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.