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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWX
11351
DELISTED
Providence & Worcester Railroad Company
PWX
$0 ﹤0.01%
1
-472
-100% -$8.29K
HTCH
11352
CALL
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
– –
-3,000
Closed -$8K
JGBB
11353
DELISTED
WISDOMTREE TR JAPAN INT RATE STRATEGY FD
JGBB
– –
-15
Closed -$1K
LIME
11354
DELISTED
LIME ENERGY CO.NEW COMMON STOCK
LIME
– –
-1,001
Closed -$3K
TTHI
11355
DELISTED
TRANSITION THERAPEUTICS INC (CANADA)
TTHI
– –
-3,538
Closed -$24K
JPX
11356
DELISTED
PROSHARES TR ULTRASHORT MSCI PAC EX-JAPAN
JPX
– –
-781
Closed -$16K
SPGH
11357
DELISTED
UBS E-TRACS S&P 500 GOLD HEDGED ETN
SPGH
– –
-95
Closed -$6K
MY
11358
PUT
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
– –
-1,000
Closed -$3K
DPU
11359
DELISTED
DEUTSCHE BK AG LONDON BRH DB COMMODITY LONG ETN
DPU
– –
-875
Closed -$14K
FNRG
11360
DELISTED
FORCEFIELD ENERGY INC. COMMON STOCK
FNRG
– –
-596
Closed -$3K
BUND
11361
DELISTED
PIMCO ETF TR PIMCO GERMANY BD INDEX ETF
BUND
– –
-157
Closed -$17K
LIWA
11362
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
– –
-6,919
Closed -$2K
RSOL
11363
PUT
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
– –
-6,500
Closed -$19K
FU
11364
DELISTED
FAB UNIVERSAL CORP COM
FU
– –
-12,678
Closed -$37K
ANK
11365
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
– –
-508
Closed -$29K
SVA
11366
PUT
DELISTED
Sinovac Biotech, Ltd
SVA
– –
-1,000
Closed -$6K
STMP
11367
CALL
DELISTED
Stamps.com, Inc.
STMP
– –
-100
Closed -$3K
PGM
11368
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
– –
-50
Closed -$2K
WES
11369
PUT
DELISTED
Western Gas Partners Lp
WES
– –
-100
Closed -$8K
NIHD
11370
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-45,701
Closed -$25K
NIHD
11371
PUT
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-1,000
Closed -$1K
VXX
11372
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-21,313
Closed -$9.75M
VXX
11373
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-54,688
Closed -$25M
ASTI
11374
CALL
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-200
Closed -$1K
WPZ
11375
PUT
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
– –
-318
Closed -$16K
452 453 454
455
456

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.