UBS’s LIME ENERGY CO.NEW COMMON STOCK LIME Stock Holding History

UBS’s Portfolio LIME Stock Details LIME Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,001	Closed	-$3K	–	11455
2014 Q2	$3K	Sell	1,001 -509	-34%	-$1.46K	﹤0.01%	9975
2014 Q1	$6K	Buy	+1,510	New	+$5.06K	﹤0.01%	9481

Other funds holding LIME

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

UBS's LIME Position: Q3 2014 in Review

UBS sold out of LIME ENERGY CO.NEW COMMON STOCK (LIME) in Q3 2014, closing a stake of 1,001 shares — an estimated $3K sold.

UBS first reported a position in LIME in Q1 2014 and held it in 2 quarters. The position peaked at $6K in Q1 2014. 9 funds tracked by Wall St. Rank hold LIME as of Q3 2014.

UBS reported no remaining LIME ENERGY CO.NEW COMMON STOCK position as of Q3 2014 after selling out during the quarter.
UBS sold 1,001 LIME ENERGY CO.NEW COMMON STOCK shares in Q3 2014, an estimated $3K.
UBS first reported a position in LIME ENERGY CO.NEW COMMON STOCK in Q1 2014 and held it in 2 quarters.
UBS's LIME ENERGY CO.NEW COMMON STOCK position peaked at $6K in Q1 2014.
9 funds tracked by Wall St. Rank held LIME ENERGY CO.NEW COMMON STOCK as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.