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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFII
11326
CALL
DELISTED
Electronics for Imaging
EFII
– –
-500
Closed -$23K
OSIR
11327
CALL
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
– –
-800
Closed -$13K
CAW
11328
DELISTED
CCA Industries, Inc.
CAW
– –
-908
Closed -$3K
DAG
11329
DELISTED
DB Agriculture Double Long ETN due April 1, 2038
DAG
– –
-1,308
Closed -$9K
FWDD
11330
DELISTED
Madrona Domestic ETF
FWDD
– –
-481
Closed -$20K
TIK
11331
DELISTED
Tel-Instrument Electronics Corp.
TIK
– –
-1,914
Closed -$10K
NSU
11332
CALL
DELISTED
Nevsun Resources Ltd.
NSU
– –
-3,500
Closed -$13K
REN
11333
CALL
DELISTED
Resolute Energy Corporaton
REN
– –
-460
Closed -$20K
GFA
11334
PUT
DELISTED
Gafisa S.A.
GFA
– –
-111
Closed -$5K
IMUC
11335
PUT
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-25
Closed -$1K
CQH
11336
CALL
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
– –
-150,000
Closed -$3.73M
JMBA
11337
CALL
DELISTED
Jamba, Inc.
JMBA
– –
-1,800
Closed -$22K
MTGE
11338
CALL
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-600
Closed -$12K
MTGE
11339
PUT
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-300
Closed -$6K
ADZ
11340
DELISTED
DB Agriculture Short ETN due April 1, 2038
ADZ
– –
-745
Closed -$19K
FAC
11341
DELISTED
First Acceptance Corp.
FAC
$0 ﹤0.01%
132
-1,434
-92% -$3.57K
AFAM
11342
CALL
DELISTED
Almost Family Inc
AFAM
– –
-100
Closed -$2K
FPT
11343
DELISTED
Federated Premier Intermediate M
FPT
– –
-2,762
Closed -$36K
EVBS
11344
DELISTED
Eastern Virginia Bankshares In
EVBS
– –
-1,924
Closed -$12K
JPW
11345
DELISTED
Nuveen Flexible Invstment Fd
JPW
– –
-257
Closed -$5K
WNR
11346
CALL
DELISTED
Western Refining Inc
WNR
– –
-1,000
Closed -$38K
FBRC
11347
CALL
DELISTED
FBR & Co. Common Stock
FBRC
– –
-100
Closed -$3K
HEOP
11348
DELISTED
Heritage Oaks Bancorp
HEOP
– –
-1,645
Closed -$13K
QUNR
11349
CALL
DELISTED
Qunar Cayman Islands Limited
QUNR
– –
-1,300
Closed -$37K
EMXX
11350
DELISTED
Eurasian Minerals Inc
EMXX
– –
-14,104
Closed -$11K
452 453
454
455 456

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.