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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWBOW
11276
DELISTED
Northwest Biotherapeutics, Inc.
NWBOW
– –
-2,732
Closed -$10K
SPPRP
11277
DELISTED
SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK
SPPRP
– –
-1,456
Closed -$8K
SPCHB
11278
DELISTED
SPORT CHALET, INC. CLASS B
SPCHB
– –
-17
Closed –
ROIQW
11279
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$0 ﹤0.01%
300
– –
USATP
11280
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
– –
-1,102
Closed -$19K
VLYWW
11281
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
– –
-7,000
Closed -$3K
EOX
11282
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-265
Closed -$41K
TELK
11283
DELISTED
TELIK, INC
TELK
– –
-428
Closed -$1K
CRMB
11284
DELISTED
CRUMBS BAKE SHOP INC
CRMB
– –
-3,267
Closed –
RAS
11285
PUT
DELISTED
RAIT Financial Trust
RAS
– –
-6,000
Closed -$50K
CAVM
11286
CALL
DELISTED
Cavium, Inc.
CAVM
– –
-400
Closed -$20K
TDN
11287
DELISTED
DEUTSCHE X-TRACKERS 2030 TARGET DATE ETF
TDN
– –
-905
Closed -$26K
GVT
11288
DELISTED
COLOMBIA SELECT LARGE CAP VALUE ETF
GVT
– –
-459
Closed -$21K
AHD
11289
PUT
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-28,300
Closed -$1.27M
XL
11290
CALL
DELISTED
XL Group Ltd.
XL
– –
-500
Closed -$16K
HAV
11291
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
– –
-38,422
Closed -$378K
HSA
11292
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-14,781
Closed -$102K
IIP
11293
CALL
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
– –
-4,400
Closed -$31K
DTSI
11294
DELISTED
DTS, Inc.
DTSI
– –
-1,853
Closed -$34K
FFKY
11295
DELISTED
FIRST FINANCIAL SERVICE CORPORATION
FFKY
– –
-1,258
Closed -$5K
AQQ
11296
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
$0 ﹤0.01%
321
– –
LUNA
11297
DELISTED
Luna Innovations Incorporated
LUNA
– –
-1,883
Closed -$3K
AMNB
11298
DELISTED
American National Bankshares Inc
AMNB
– –
-925
Closed -$20K
CYB
11299
CALL
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
– –
-500
Closed -$13K
MINC
11300
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-656
Closed -$33K
450 451
452
453 454

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.