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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
NWBOW
11276
DELISTED
Northwest Biotherapeutics, Inc.
NWBOW
– –
-2,732
Closed -$10K –
SPPRP
11277
DELISTED
SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK
SPPRP
– –
-1,456
Closed -$8K –
SPCHB
11278
DELISTED
SPORT CHALET, INC. CLASS B
SPCHB
– –
-17
Closed – –
ROIQW
11279
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$0 ﹤0.01%
300
– –
2014 Q1
2 quarters
USATP
11280
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
– –
-1,102
Closed -$19K –
VLYWW
11281
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
– –
-7,000
Closed -$3K –
EOX
11282
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-265
Closed -$41K –
TELK
11283
DELISTED
TELIK, INC
TELK
– –
-428
Closed -$1K –
CRMB
11284
DELISTED
CRUMBS BAKE SHOP INC
CRMB
– –
-3,267
Closed – –
RAS
11285
PUT
DELISTED
RAIT Financial Trust
RAS
– –
-6,000
Closed -$50K –
CAVM
11286
CALL
DELISTED
Cavium, Inc.
CAVM
– –
-400
Closed -$20K –
TDN
11287
DELISTED
DEUTSCHE X-TRACKERS 2030 TARGET DATE ETF
TDN
– –
-905
Closed -$26K –
GVT
11288
DELISTED
COLOMBIA SELECT LARGE CAP VALUE ETF
GVT
– –
-459
Closed -$21K –
AHD icon
11289
PUT
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-28,300
Closed -$1.27M –
XL
11290
CALL
DELISTED
XL Group Ltd.
XL
– –
-500
Closed -$16K –
HAV
11291
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
– –
-38,422
Closed -$378K –
HSA
11292
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
– –
-14,781
Closed -$102K –
IIP
11293
CALL
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
– –
-4,400
Closed -$31K –
DTSI
11294
DELISTED
DTS, Inc.
DTSI
– –
-1,853
Closed -$34K –
FFKY
11295
DELISTED
FIRST FINANCIAL SERVICE CORPORATION
FFKY
– –
-1,258
Closed -$5K –
AQQ
11296
DELISTED
AMERICAN SPECTRUM REALTY INC
AQQ
$0 ﹤0.01%
321
– –
2014 Q2
1 quarter
LUNA icon
11297
DELISTED
Luna Innovations Incorporated
LUNA
– –
-1,883
Closed -$3K –
AMNB
11298
DELISTED
American National Bankshares Inc
AMNB
– –
-925
Closed -$20K –
CYB
11299
CALL
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
– –
-500
Closed -$13K –
MINC
11300
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-656
Closed -$33K –

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.