U
LUNA

UBS’s Luna Innovations Incorporated LUNA Stock Holding History

UBS’s Portfolio LUNA Stock Details LUNA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,883
Closed -$3K – 11398
2014
Q2 		$3K Sell
1,883
-6,857
-78% -$9.84K ﹤0.01% 9964
2014
Q1 		$13K Buy
8,740
+6,601
+309% +$10.1K ﹤0.01% 8660
2013
Q4 		$3K Buy
2,139
+1,251
+141% +$1.67K ﹤0.01% 9979
2013
Q3 		$1K Buy
+888
New +$1.19K ﹤0.01% 10273

Other funds holding LUNA

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
SKK
Shepherd Kaplan Krochuk Boston, Massachusetts $119M AUM 8.32% 1-Year Est. Return
California Public Employees Retirement System
California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
TDC
Thompson Davis & Co Richmond, Virginia $150M AUM 32.35% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
CCM
Coe Capital Management Highland Park, Illinois $106M AUM 53.24% 1-Year Est. Return

UBS's LUNA Position: Q3 2014 in Review

UBS sold out of Luna Innovations Incorporated (LUNA) in Q3 2014, closing a stake of 1,883 shares — an estimated $3K sold.

UBS first reported a position in LUNA in Q3 2013 and held it in 4 quarters. The position peaked at $13K in Q1 2014. 16 funds tracked by Wall St. Rank hold LUNA as of Q3 2014.

  • UBS reported no remaining Luna Innovations Incorporated position as of Q3 2014 after selling out during the quarter.
  • UBS sold 1,883 Luna Innovations Incorporated shares in Q3 2014, an estimated $3K.
  • UBS first reported a position in Luna Innovations Incorporated in Q3 2013 and held it in 4 quarters.
  • UBS's Luna Innovations Incorporated position peaked at $13K in Q1 2014.
  • 16 funds tracked by Wall St. Rank held Luna Innovations Incorporated as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.