UBS’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

UBS’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-838	Closed	-$21K	–	11416
2014 Q2	$21K	Buy	+838	New	+$21.2K	﹤0.01%	8056
2014 Q1	–	Sell	-1,598	Closed	-$37K	–	11483
2013 Q4	$37K	Buy	1,598 +1,219	+322%	+$28.6K	﹤0.01%	7375
2013 Q3	$9K	Buy	+379	New	+$9.05K	﹤0.01%	8981

Other funds holding DJCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAM

Centre Asset Management New York $389M AUM 7.61% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's DJCI Position: Q3 2014 in Review

UBS sold out of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) in Q3 2014, closing a stake of 838 shares — an estimated $21K sold.

UBS first reported a position in DJCI in Q3 2013 and held it in 3 quarters. The position peaked at $37K in Q4 2013. 5 funds tracked by Wall St. Rank hold DJCI as of Q3 2014.

UBS reported no remaining ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position as of Q3 2014 after selling out during the quarter.
UBS sold 838 ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 shares in Q3 2014, an estimated $21K.
UBS first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q3 2013 and held it in 3 quarters.
UBS's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $37K in Q4 2013.
5 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.