Centre Asset Management’s ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 DJCI Stock Holding History

Centre Asset Management’s Portfolio DJCI Stock Details DJCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-106,200	Closed	-$2.33M	–	132
2014 Q3	$2.33M	Hold	106,200	–	–	0.36%	68
2014 Q2	$2.66M	Buy	+106,200	New	+$2.68M	0.4%	71
2014 Q1	–	Sell	-100,880	Closed	-$2.35M	–	91
2013 Q4	$2.35M	Hold	100,880	–	–	0.36%	72
2013 Q3	$2.39M	Buy	+100,880	New	+$2.41M	0.38%	75

Other funds holding DJCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Centre Asset Management's DJCI Position: Q4 2014 in Review

Centre Asset Management sold out of ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 (DJCI) in Q4 2014, closing a stake of 106,200 shares — an estimated $2.33M sold.

Centre Asset Management first reported a position in DJCI in Q3 2013 and held it in 4 quarters. The position peaked at $2.66M in Q2 2014. 4 funds tracked by Wall St. Rank hold DJCI as of Q4 2014.

Centre Asset Management reported no remaining ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position as of Q4 2014 after selling out during the quarter.
Centre Asset Management sold 106,200 ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 shares in Q4 2014, an estimated $2.33M.
Centre Asset Management first reported a position in ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 in Q3 2013 and held it in 4 quarters.
Centre Asset Management's ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 position peaked at $2.66M in Q2 2014.
4 funds tracked by Wall St. Rank held ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039 as of Q4 2014.

Based on Centre Asset Management's 13F filing for Q4 2014, filed 22 Jan 2015.