U
FAUS

UBS’s First Trust Australia AlphaDEX Fund FAUS Stock Holding History

UBS’s Portfolio FAUS Stock Details FAUS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-126
Closed -$4K – 11418
2014
Q2 		$4K Sell
126
-102
-45% -$3.36K ﹤0.01% 9778
2014
Q1 		$7K Sell
228
-251
-52% -$7.76K ﹤0.01% 9332
2013
Q4 		$14K Buy
+479
New +$14.8K ﹤0.01% 8666

Other funds holding FAUS

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return

UBS's FAUS Position: Q3 2014 in Review

UBS sold out of First Trust Australia AlphaDEX Fund (FAUS) in Q3 2014, closing a stake of 126 shares — an estimated $4K sold.

UBS first reported a position in FAUS in Q4 2013 and held it in 3 quarters. The position peaked at $14K in Q4 2013. 5 funds tracked by Wall St. Rank hold FAUS as of Q3 2014.

  • UBS reported no remaining First Trust Australia AlphaDEX Fund position as of Q3 2014 after selling out during the quarter.
  • UBS sold 126 First Trust Australia AlphaDEX Fund shares in Q3 2014, an estimated $4K.
  • UBS first reported a position in First Trust Australia AlphaDEX Fund in Q4 2013 and held it in 3 quarters.
  • UBS's First Trust Australia AlphaDEX Fund position peaked at $14K in Q4 2013.
  • 5 funds tracked by Wall St. Rank held First Trust Australia AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.