U
BAXS

UBS’s BAXANO SURGICAL INC COM STK (DE) BAXS Stock Holding History

UBS’s Portfolio BAXS Stock Details BAXS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-13,750
Closed -$8K – 11247
2014
Q2 		$8K Buy
13,750
+8,970
+188% +$7K ﹤0.01% 9171
2014
Q1 		$5K Sell
4,780
-5,622
-54% -$7.06K ﹤0.01% 9627
2013
Q4 		$10K Sell
10,402
-3,737
-26% -$4.33K ﹤0.01% 9049
2013
Q3 		$19K Sell
14,139
-1,141
-7% -$2.12K ﹤0.01% 8164
2013
Q2 		$37K Buy
+15,280
New +$34.3K ﹤0.01% 7145

Other funds holding BAXS

Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
PCM
Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
TYCC
Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
VAM
Visium Asset Management New York $1.43B AUM 3.58% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

UBS's BAXS Position: Q3 2014 in Review

UBS sold out of BAXANO SURGICAL INC COM STK (DE) (BAXS) in Q3 2014, closing a stake of 13,750 shares — an estimated $8K sold.

UBS first reported a position in BAXS in Q2 2013 and held it in 5 quarters. The position peaked at $37K in Q2 2013. 33 funds tracked by Wall St. Rank hold BAXS as of Q3 2014.

  • UBS reported no remaining BAXANO SURGICAL INC COM STK (DE) position as of Q3 2014 after selling out during the quarter.
  • UBS sold 13,750 BAXANO SURGICAL INC COM STK (DE) shares in Q3 2014, an estimated $8K.
  • UBS first reported a position in BAXANO SURGICAL INC COM STK (DE) in Q2 2013 and held it in 5 quarters.
  • UBS's BAXANO SURGICAL INC COM STK (DE) position peaked at $37K in Q2 2013.
  • 33 funds tracked by Wall St. Rank held BAXANO SURGICAL INC COM STK (DE) as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.