U
AXX

UBS’s Alderon Iron Ore Corp AXX Stock Holding History

UBS’s Portfolio AXX Stock Details AXX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-2,806
Closed -$3K – 11181
2014
Q2 		$3K Buy
+2,806
New +$3.86K ﹤0.01% 9940
2014
Q1 		– Sell
-23,058
Closed -$36K – 11237
2013
Q4 		$36K Sell
23,058
-8,937
-28% -$14K ﹤0.01% 7409
2013
Q3 		$48K Buy
31,995
+31,139
+3,638% +$36.9K ﹤0.01% 6933
2013
Q2 		$1K Buy
+856
New +$920 ﹤0.01% 10106

Other funds holding AXX

LMGAM
Liberty Mutual Group Asset Management Boston, Massachusetts $1.25B AUM 45.27% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
CIBC World Market
CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's AXX Position: Q3 2014 in Review

UBS sold out of Alderon Iron Ore Corp (AXX) in Q3 2014, closing a stake of 2,806 shares — an estimated $3K sold.

UBS first reported a position in AXX in Q2 2013 and held it in 4 quarters. The position peaked at $48K in Q3 2013. 11 funds tracked by Wall St. Rank hold AXX as of Q3 2014.

  • UBS reported no remaining Alderon Iron Ore Corp position as of Q3 2014 after selling out during the quarter.
  • UBS sold 2,806 Alderon Iron Ore Corp shares in Q3 2014, an estimated $3K.
  • UBS first reported a position in Alderon Iron Ore Corp in Q2 2013 and held it in 4 quarters.
  • UBS's Alderon Iron Ore Corp position peaked at $48K in Q3 2013.
  • 11 funds tracked by Wall St. Rank held Alderon Iron Ore Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.