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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KATE
10976
PUT
DELISTED
Kate Spade & Company
KATE
– –
-1,000
Closed -$38K
OKS
10977
PUT
DELISTED
Oneok Partners LP
OKS
– –
-400
Closed -$23K
PVTB
10978
CALL
DELISTED
PrivateBancorp Inc
PVTB
– –
-200
Closed -$6K
FNCX
10979
DELISTED
Function(x) Inc.
FNCX
$0 ﹤0.01%
+5
New +$332
TRR
10980
DELISTED
Trc Companies
TRR
– –
-4,586
Closed -$29K
BAA
10981
DELISTED
Banro Corporation Common Stock
BAA
$0 ﹤0.01%
80
-401
-83% -$1.05K
GTWN
10982
DELISTED
Georgetown Bancorp, Inc.(MA)
GTWN
– –
-79
Closed -$1K
STV
10983
CALL
DELISTED
China Digital Tv Hldgs Co Ltd
STV
– –
-7,917
Closed -$31K
SBY
10984
CALL
DELISTED
Silver Bay Realty Trust Corp.
SBY
– –
-200
Closed -$3K
ISLE
10985
DELISTED
Isle of Capri Casinos Inc
ISLE
– –
-1,566
Closed -$13K
IKGH
10986
DELISTED
Iao Kun Group Holding Company Limited
IKGH
$0 ﹤0.01%
117
-714
-86% -$2.15K
XXIA
10987
DELISTED
Ixia
XXIA
– –
-9,694
Closed -$111K
XXIA
10988
PUT
DELISTED
Ixia
XXIA
– –
-100
Closed -$1K
MEET
10989
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-10,577
Closed -$24K
CSC
10990
PUT
DELISTED
Computer Sciences
CSC
– –
-1,187
Closed -$32K
MENT
10991
CALL
DELISTED
Mentor Graphics Corp
MENT
– –
-100
Closed -$2K
PLKI
10992
PUT
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-800
Closed -$35K
SCAI
10993
DELISTED
Surgical Care Affiliates, Inc.
SCAI
– –
-192
Closed -$6K
VIIX
10994
CALL
DELISTED
VelocityShares VIX Short Term ETN
VIIX
– –
-8
Closed -$8K
TNGO
10995
DELISTED
Tangoe, Inc.
TNGO
– –
-2,576
Closed -$35.9K
IRG
10996
DELISTED
Ignite Restaurant Group, Inc.
IRG
– –
-5,337
Closed -$78K
CLMS
10997
CALL
DELISTED
Calamos Asset Management, Inc.
CLMS
– –
-300
Closed -$4K
VASC
10998
CALL
DELISTED
Vascular Solutions Inc
VASC
– –
-500
Closed -$11K
GGP
10999
CALL
DELISTED
GGP Inc.
GGP
– –
-3,200
Closed -$75K
UWTI
11000
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-13
Closed -$51K
438 439
440
441 442

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.