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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
NLST
10926
CALL
DELISTED
Netlist, Inc.
NLST
– –
-2,800
Closed -$4K –
NDRO
10927
CALL
DELISTED
Enduro Royalty Trust
NDRO
– –
-1,500
Closed -$21K –
SHLM
10928
CALL
DELISTED
Schulman (A.) Inc
SHLM
– –
-500
Closed -$19K –
CPLA
10929
DELISTED
Capella Education Company
CPLA
– –
-2,300
Closed -$125K –
FMI
10930
CALL
DELISTED
Foundation Medicine, Inc.
FMI
– –
-300
Closed -$8K –
FMI
10931
PUT
DELISTED
Foundation Medicine, Inc.
FMI
– –
-300
Closed -$8K –
IMNP
10932
DELISTED
Immune Pharmaceuticals Inc.
IMNP
– –
0
– –
2014 Q3
0 quarters
NSH
10933
PUT
DELISTED
NuStar GP Holdings LLC
NSH
– –
-100
Closed -$4K –
FNGN
10934
CALL
DELISTED
Financial Engines, Inc.
FNGN
– –
-100
Closed -$5K –
OCIP
10935
CALL
DELISTED
OCI Partners LP
OCIP
– –
-200
Closed -$4K –
VCO
10936
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
– –
-484
Closed -$19K –
ALOG
10937
CALL
DELISTED
Analogic Corp
ALOG
– –
-300
Closed -$23K –
FCRE
10938
PUT
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-140
Closed -$9K –
FINL
10939
CALL
DELISTED
Finish Line
FINL
– –
-400
Closed -$12K –
BPFHP
10940
DELISTED
Boston Private Financial Holdings, Inc.
BPFHP
– –
-137
Closed -$3K –
LAYN
10941
CALL
DELISTED
Layne Christensen Co
LAYN
– –
-200
Closed -$3K –
ZAIS
10942
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
– –
-2,600
Closed -$27K –
FSNN
10943
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
– –
-1,101
Closed -$9K –
STB
10944
CALL
DELISTED
Student Transportation Inc
STB
– –
-500
Closed -$3K –
AGA
10945
DELISTED
DB Agriculture Double Short ETN due April 1, 2038
AGA
– –
-1,627
Closed -$31K –
BYBK
10946
DELISTED
Bay Bancorp, Inc.
BYBK
– –
-636
Closed -$3K –
CALD
10947
CALL
DELISTED
Callidus Software, Inc.
CALD
– –
-500
Closed -$6K –
CGI
10948
DELISTED
Celadon Group Inc
CGI
– –
-806
Closed -$17K –
SNI
10949
PUT
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-100
Closed -$8K –
RGC icon
10950
PUT
DELISTED
Regal Entertainment Group
RGC
– –
-2,000
Closed -$42K –

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.