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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLST
10926
CALL
DELISTED
Netlist, Inc.
NLST
– –
-2,800
Closed -$4K
NDRO
10927
CALL
DELISTED
Enduro Royalty Trust
NDRO
– –
-1,500
Closed -$21K
SHLM
10928
CALL
DELISTED
Schulman (A.) Inc
SHLM
– –
-500
Closed -$19K
CPLA
10929
DELISTED
Capella Education Company
CPLA
– –
-2,300
Closed -$125K
FMI
10930
CALL
DELISTED
Foundation Medicine, Inc.
FMI
– –
-300
Closed -$8K
FMI
10931
PUT
DELISTED
Foundation Medicine, Inc.
FMI
– –
-300
Closed -$8K
IMNP
10932
DELISTED
Immune Pharmaceuticals Inc.
IMNP
– –
0
– –
NSH
10933
PUT
DELISTED
NuStar GP Holdings LLC
NSH
– –
-100
Closed -$4K
FNGN
10934
CALL
DELISTED
Financial Engines, Inc.
FNGN
– –
-100
Closed -$5K
OCIP
10935
CALL
DELISTED
OCI Partners LP
OCIP
– –
-200
Closed -$4K
VCO
10936
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
– –
-484
Closed -$19K
ALOG
10937
CALL
DELISTED
Analogic Corp
ALOG
– –
-300
Closed -$23K
FCRE
10938
PUT
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-140
Closed -$9K
FINL
10939
CALL
DELISTED
Finish Line
FINL
– –
-400
Closed -$12K
BPFHP
10940
DELISTED
Boston Private Financial Holdings, Inc.
BPFHP
– –
-137
Closed -$3K
LAYN
10941
CALL
DELISTED
Layne Christensen Co
LAYN
– –
-200
Closed -$3K
ZAIS
10942
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
– –
-2,600
Closed -$27K
FSNN
10943
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
– –
-1,101
Closed -$9K
STB
10944
CALL
DELISTED
Student Transportation Inc
STB
– –
-500
Closed -$3K
AGA
10945
DELISTED
DB Agriculture Double Short ETN due April 1, 2038
AGA
– –
-1,627
Closed -$31K
BYBK
10946
DELISTED
Bay Bancorp, Inc.
BYBK
– –
-636
Closed -$3K
CALD
10947
CALL
DELISTED
Callidus Software, Inc.
CALD
– –
-500
Closed -$6K
CGI
10948
DELISTED
Celadon Group Inc
CGI
– –
-806
Closed -$17K
SNI
10949
PUT
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-100
Closed -$8K
RGC
10950
PUT
DELISTED
Regal Entertainment Group
RGC
– –
-2,000
Closed -$42K
436 437
438
439 440

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.