We are live on ! Find out more
UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
ESIO
10901
DELISTED
Electro Scientific Industries
ESIO
– –
-3,367
Closed -$23K –
ENLK
10902
CALL
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-1,100
Closed -$35K –
MMV icon
10903
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
– –
-518
Closed -$7K –
HQCL
10904
CALL
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
– –
-230
Closed -$6K –
STBZ
10905
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-949
Closed -$16K –
SBNYW
10906
DELISTED
Signature Bank Warrant
SBNYW
– –
-55
Closed -$5K –
RIBTW
10907
DELISTED
RiceBran Technologies - Warrant
RIBTW
$0 ﹤0.01%
+98
New +$153
2014 Q3
0 quarters
SONC
10908
CALL
DELISTED
Sonic Corp
SONC
– –
-2,000
Closed -$44K –
SEII
10909
DELISTED
Sharing Economy International Inc. Common Stock (NV)
SEII
– –
-782
Closed -$17K –
MITL
10910
CALL
DELISTED
Mitel Networks Corporation
MITL
– –
-300
Closed -$3K –
COL
10911
PUT
DELISTED
Rockwell Collins
COL
– –
-500
Closed -$39K –
DGAZ
10912
DELISTED
VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return
DGAZ
– –
-20
Closed -$6K –
KTWO icon
10913
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-62
Closed -$1K –
WSCI
10914
DELISTED
WSI Industries Inc
WSCI
– –
-1,315
Closed -$11K –
EDGW
10915
DELISTED
Edgewater Technology Inc
EDGW
– –
-2,731
Closed -$20K –
SVU
10916
PUT
DELISTED
SUPERVALU Inc.
SVU
– –
-57
Closed -$3K –
PERY
10917
PUT
DELISTED
Perry Ellis International Inc
PERY
– –
-2,000
Closed -$35K –
ADXSW
10918
DELISTED
Advaxis Inc Warrants
ADXSW
– –
-650
Closed -$1K –
ETP
10919
PUT
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-3,200
Closed -$151K –
PNK
10920
CALL
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-800
Closed -$20K –
CMDT icon
10921
DELISTED
iShares Commodity Optimized Trust
CMDT
– –
-160
Closed -$9K –
SYNT
10922
CALL
DELISTED
Syntel Inc
SYNT
– –
-200
Closed -$9K –
CVM.WS icon
10923
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
-3,100
Closed -$1K –
AVHI
10924
DELISTED
A V Homes, Inc.
AVHI
– –
-1,410
Closed -$23K –
XCRA
10925
CALL
DELISTED
Xcerra Corporation
XCRA
– –
-1,100
Closed -$10K –

Similar funds

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.