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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESIO
10901
DELISTED
Electro Scientific Industries
ESIO
– –
-3,367
Closed -$23K
ENLK
10902
CALL
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-1,100
Closed -$35K
MMV
10903
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
– –
-518
Closed -$7K
HQCL
10904
CALL
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
– –
-230
Closed -$6K
STBZ
10905
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-949
Closed -$16K
SBNYW
10906
DELISTED
Signature Bank Warrant
SBNYW
– –
-55
Closed -$5K
RIBTW
10907
DELISTED
RiceBran Technologies - Warrant
RIBTW
$0 ﹤0.01%
+98
New +$153
SONC
10908
CALL
DELISTED
Sonic Corp
SONC
– –
-2,000
Closed -$44K
SEII
10909
DELISTED
Sharing Economy International Inc. Common Stock (NV)
SEII
– –
-782
Closed -$17K
MITL
10910
CALL
DELISTED
Mitel Networks Corporation
MITL
– –
-300
Closed -$3K
COL
10911
PUT
DELISTED
Rockwell Collins
COL
– –
-500
Closed -$39K
DGAZ
10912
DELISTED
VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return
DGAZ
– –
-20
Closed -$6K
KTWO
10913
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-62
Closed -$1K
WSCI
10914
DELISTED
WSI Industries Inc
WSCI
– –
-1,315
Closed -$11K
EDGW
10915
DELISTED
Edgewater Technology Inc
EDGW
– –
-2,731
Closed -$20K
SVU
10916
PUT
DELISTED
SUPERVALU Inc.
SVU
– –
-57
Closed -$3K
PERY
10917
PUT
DELISTED
Perry Ellis International Inc
PERY
– –
-2,000
Closed -$35K
ADXSW
10918
DELISTED
Advaxis Inc Warrants
ADXSW
– –
-650
Closed -$1K
ETP
10919
PUT
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-3,200
Closed -$151K
PNK
10920
CALL
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-800
Closed -$20K
CMDT
10921
DELISTED
iShares Commodity Optimized Trust
CMDT
– –
-160
Closed -$9K
SYNT
10922
CALL
DELISTED
Syntel Inc
SYNT
– –
-200
Closed -$9K
CVM.WS
10923
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
-3,100
Closed -$1K
AVHI
10924
DELISTED
A V Homes, Inc.
AVHI
– –
-1,410
Closed -$23K
XCRA
10925
CALL
DELISTED
Xcerra Corporation
XCRA
– –
-1,100
Closed -$10K
435 436
437
438 439

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.