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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANFI
10876
CALL
DELISTED
AMIRA NATURE FOODS LTD
ANFI
– –
-500
Closed -$7K
SEMG
10877
PUT
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-300
Closed -$24K
GHDX
10878
PUT
DELISTED
Genomic Health, Inc.
GHDX
– –
-100
Closed -$3K
MDSO
10879
CALL
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-700
Closed -$30K
OAK
10880
CALL
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-1,000
Closed -$50K
WAGE
10881
DELISTED
WageWorks, Inc.
WAGE
– –
-2,395
Closed -$106K
WAGE
10882
PUT
DELISTED
WageWorks, Inc.
WAGE
– –
-2,400
Closed -$116K
IGLD
10883
DELISTED
Internet Gold-Golden Lines Ltd
IGLD
– –
-148
Closed -$154K
UQM
10884
CALL
DELISTED
UQM Technologies, Inc.
UQM
– –
-600
Closed -$1K
ARRY
10885
PUT
DELISTED
Array Biopharma Inc
ARRY
– –
-1,100
Closed -$5K
MIDZ
10886
DELISTED
Direxion Daily Mid Cap Bear 3X Shares
MIDZ
– –
-92
Closed -$26K
UWN
10887
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
– –
-7,054
Closed -$7K
GPIC
10888
DELISTED
Gaming Partners International Corporation
GPIC
– –
-80
Closed -$1K
WHLRW
10889
DELISTED
Wheeler Real Estate Investment Trust, Inc. Warrants
WHLRW
– –
-3,440
Closed -$2K
ELLI
10890
PUT
DELISTED
Ellie Mae Inc
ELLI
– –
-200
Closed -$6K
BEL
10891
CALL
DELISTED
Belmond Ltd.
BEL
– –
-200
Closed -$3K
ACET
10892
PUT
DELISTED
Aceto Corp
ACET
– –
-200
Closed -$4K
CLD
10893
PUT
DELISTED
Cloud Peak Energy Inc
CLD
– –
-100
Closed -$2K
SGYP
10894
PUT
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-400
Closed -$2K
TLP
10895
PUT
DELISTED
Transmontaigne
TLP
– –
-14,000
Closed -$613K
TAHO
10896
PUT
DELISTED
Tahoe Resources Inc
TAHO
– –
-100
Closed -$3K
DNB
10897
CALL
DELISTED
Dun & Bradstreet
DNB
– –
-5,300
Closed -$584K
DNB
10898
PUT
DELISTED
Dun & Bradstreet
DNB
– –
-100
Closed -$11K
EMITF
10899
DELISTED
Elbit Imaging Ltd
EMITF
– –
-1
Closed –
VVC
10900
CALL
DELISTED
Vectren Corporation
VVC
– –
-100
Closed -$4K
434 435
436
437 438

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.