U
OAK

UBS’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

UBS’s Portfolio OAK Stock Details OAK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,000
Closed -$50K – 10981
2014
Q2 		$50K Buy
1,000
+200
+25% +$10.4K ﹤0.01% 6871
2014
Q1 		$47K Sell
800
-300
-27% -$17.6K ﹤0.01% 6935
2013
Q4 		$65K Buy
+1,100
New +$61.1K ﹤0.01% 6629
2013
Q3 		– Sell
-2,900
Closed -$152K – 10870
2013
Q2 		$152K Buy
+2,900
New +$153K ﹤0.01% 5407

Other funds holding OAK

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
HC
Hawkins Capital Houston, Texas $55.4M AUM 11.12% 1-Year Est. Return
BAMCO Inc
BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
WRF
Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
Neuberger Berman Group
Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

UBS's OAK Position: Q3 2014 in Review

UBS increased its OAKTREE CAPITAL GROUP, LLC (OAK) stake by 103% in Q3 2014, buying an estimated $10.3M and bringing the position to 407,157 shares worth $20.8M. The position accounts for 0.02% of the portfolio, ranked #937.

UBS first reported a position in OAK in Q2 2013 and has held it in 6 quarters since. 147 funds tracked by Wall St. Rank hold OAK as of Q3 2014.

  • UBS held 407,157 shares of OAKTREE CAPITAL GROUP, LLC worth $20.8M as of Q3 2014.
  • UBS bought 206,503 OAKTREE CAPITAL GROUP, LLC shares in Q3 2014, an estimated $10.3M.
  • OAKTREE CAPITAL GROUP, LLC made up 0.02% of UBS's portfolio in Q3 2014, its #937 holding.
  • UBS first reported a position in OAKTREE CAPITAL GROUP, LLC in Q2 2013 and has held it in 6 quarters since.
  • 147 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.