UBS’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

UBS’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$20.8M	Buy	407,157 +206,503	+103%	+$10.3M	0.02%	937
2014 Q2	$10M	Buy	200,654 +55,217	+38%	+$2.87M	0.01%	1368
2014 Q1	$8.46M	Buy	145,437 +5,982	+4%	+$351K	0.01%	1385
2013 Q4	$8.21M	Sell	139,455 -10,693	-7%	-$594K	0.01%	1426
2013 Q3	$7.86M	Sell	150,148 -2,104	-1%	-$112K	0.01%	1316
2013 Q2	$8M	Buy	+152,252	New	+$8.02M	0.01%	1208

Other funds holding OAK

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Hawkins Capital Houston, Texas $55.4M AUM 11.12% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

FPP

Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

FCM

Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

UBS's OAK Position: Q3 2014 in Review

UBS increased its OAKTREE CAPITAL GROUP, LLC (OAK) stake by 103% in Q3 2014, buying an estimated $10.3M and bringing the position to 407,157 shares worth $20.8M. The position accounts for 0.02% of the portfolio, ranked #937.

UBS first reported a position in OAK in Q2 2013 and has held it in 6 quarters since. 147 funds tracked by Wall St. Rank hold OAK as of Q3 2014.

UBS held 407,157 shares of OAKTREE CAPITAL GROUP, LLC worth $20.8M as of Q3 2014.
UBS bought 206,503 OAKTREE CAPITAL GROUP, LLC shares in Q3 2014, an estimated $10.3M.
OAKTREE CAPITAL GROUP, LLC made up 0.02% of UBS's portfolio in Q3 2014, its #937 holding.
UBS first reported a position in OAKTREE CAPITAL GROUP, LLC in Q2 2013 and has held it in 6 quarters since.
147 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.