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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEAF
10826
CALL
DELISTED
Leaf Group Ltd.
LEAF
– –
-706
Closed -$7K
MLPY
10827
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$0 ﹤0.01%
+12
New +$234
WIFI
10828
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-2,038
Closed -$14K
AT
10829
PUT
DELISTED
Atlantic Power Corporation
AT
– –
-6,000
Closed -$25K
VAR
10830
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-228
Closed -$17K
HMSY
10831
DELISTED
HMS Holdings Corp.
HMSY
– –
-2,878
Closed -$58.3K
SYNC
10832
CALL
DELISTED
Synacor, Inc.
SYNC
– –
-200
Closed -$1K
SYNC
10833
DELISTED
Synacor, Inc.
SYNC
– –
-19,385
Closed -$50K
SYNC
10834
PUT
DELISTED
Synacor, Inc.
SYNC
– –
-41,200
Closed -$105K
VRTU
10835
CALL
DELISTED
Virtusa Corporation
VRTU
– –
-300
Closed -$11K
EIGI
10836
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
8
-2,342
-100% -$33.3K
MCEP
10837
PUT
DELISTED
Mid-Con Energy Partners, LP
MCEP
– –
-295
Closed -$137K
GV
10838
DELISTED
Goldfield Corporation
GV
– –
-4,538
Closed -$8K
FRAN
10839
CALL
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-317
Closed -$56K
FRAN
10840
PUT
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-950
Closed -$168K
BSTC
10841
DELISTED
BioSpecifics Technologies Corp.
BSTC
– –
-825
Closed -$22K
CBL
10842
PUT
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-300
Closed -$6K
FKO
10843
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
– –
-1,331
Closed -$37K
FHK
10844
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
– –
-45
Closed -$2K
RST
10845
CALL
DELISTED
ROSETTA STONE INC
RST
– –
-200
Closed -$2K
RST
10846
DELISTED
ROSETTA STONE INC
RST
$0 ﹤0.01%
8
-8,114
-100% -$73.8K
NBL
10847
PUT
DELISTED
Noble Energy, Inc.
NBL
– –
-200
Closed -$15K
MNTA
10848
PUT
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-800
Closed -$10K
GSB
10849
DELISTED
GlobalSCAPE, Inc.
GSB
$0 ﹤0.01%
200
– –
EUMV
10850
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
– –
-200
Closed -$5K
432 433
434
435 436

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.