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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
GPL
10801
CALL
DELISTED
Great Panther Mining Limited
GPL
– –
-150
Closed -$2K –
NTUS
10802
CALL
DELISTED
Natus Medical Inc
NTUS
– –
-5,600
Closed -$141K –
TVTY
10803
CALL
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-500
Closed -$9K –
HSTO
10804
CALL
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-15
Closed -$26K –
VWTR
10805
CALL
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
– –
-100
Closed -$2K –
LEJU
10806
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
– –
-226
Closed -$24K –
PTE
10807
DELISTED
PolarityTE, Inc. Common Stock
PTE
– –
-48
Closed -$16K –
EUFX
10808
DELISTED
ProShares Short Euro
EUFX
– –
-1,881
Closed -$67K –
GFED
10809
DELISTED
Guaranty Federal Bancshares In
GFED
– –
-222
Closed -$3K –
KRA
10810
CALL
DELISTED
Kraton Corporation
KRA
– –
-800
Closed -$18K –
CSLT
10811
CALL
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-3,000
Closed -$46K –
HMG
10812
DELISTED
HMG / Courtland Properties Inc
HMG
– –
-331
Closed -$5K –
DVD
10813
DELISTED
Dover Motorsports
DVD
– –
-5,685
Closed -$16K –
XLRN
10814
DELISTED
Acceleron Pharma
XLRN
– –
-1,713
Closed -$58K –
XONE icon
10815
PUT
DELISTED
The ExOne Company
XONE
– –
-4,200
Closed -$166K –
CXDC
10816
CALL
DELISTED
China XD Plastics Company Limited
CXDC
– –
-700
Closed -$6K –
CXDC
10817
PUT
DELISTED
China XD Plastics Company Limited
CXDC
– –
-2,000
Closed -$17K –
PMBC
10818
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-5,938
Closed -$40K –
TLGT
10819
DELISTED
Teligent, Inc
TLGT
– –
-117
Closed -$6K –
IEC
10820
DELISTED
IEC Electronics Corp.
IEC
– –
-10,894
Closed -$47K –
CORE
10821
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-3,846
Closed -$88K –
SHSP
10822
DELISTED
SharpSpring, Inc.
SHSP
– –
-952
Closed -$6K –
QTS
10823
CALL
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-800
Closed -$23K –
AMRB
10824
DELISTED
American River Bankshares
AMRB
$0 ﹤0.01%
26
-1,033
-98% -$9.47K
2013 Q2
5 quarters
ALSK
10825
CALL
DELISTED
Alaska Communications Systems
ALSK
– –
-9,000
Closed -$16K –

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.