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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPL
10801
CALL
DELISTED
Great Panther Mining Limited
GPL
– –
-150
Closed -$2K
NTUS
10802
CALL
DELISTED
Natus Medical Inc
NTUS
– –
-5,600
Closed -$141K
TVTY
10803
CALL
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-500
Closed -$9K
HSTO
10804
CALL
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-15
Closed -$26K
VWTR
10805
CALL
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
– –
-100
Closed -$2K
LEJU
10806
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
– –
-226
Closed -$24K
PTE
10807
DELISTED
PolarityTE, Inc. Common Stock
PTE
– –
-48
Closed -$16K
EUFX
10808
DELISTED
ProShares Short Euro
EUFX
– –
-1,881
Closed -$67K
GFED
10809
DELISTED
Guaranty Federal Bancshares In
GFED
– –
-222
Closed -$3K
KRA
10810
CALL
DELISTED
Kraton Corporation
KRA
– –
-800
Closed -$18K
CSLT
10811
CALL
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-3,000
Closed -$46K
HMG
10812
DELISTED
HMG / Courtland Properties Inc
HMG
– –
-331
Closed -$5K
DVD
10813
DELISTED
Dover Motorsports
DVD
– –
-5,685
Closed -$16K
XLRN
10814
DELISTED
Acceleron Pharma
XLRN
– –
-1,713
Closed -$58K
XONE
10815
PUT
DELISTED
The ExOne Company
XONE
– –
-4,200
Closed -$166K
CXDC
10816
CALL
DELISTED
China XD Plastics Company Limited
CXDC
– –
-700
Closed -$6K
CXDC
10817
PUT
DELISTED
China XD Plastics Company Limited
CXDC
– –
-2,000
Closed -$17K
PMBC
10818
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-5,938
Closed -$40K
TLGT
10819
DELISTED
Teligent, Inc
TLGT
– –
-117
Closed -$6K
IEC
10820
DELISTED
IEC Electronics Corp.
IEC
– –
-10,894
Closed -$47K
CORE
10821
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-3,846
Closed -$88K
SHSP
10822
DELISTED
SharpSpring, Inc.
SHSP
– –
-952
Closed -$6K
QTS
10823
CALL
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-800
Closed -$23K
AMRB
10824
DELISTED
American River Bankshares
AMRB
$0 ﹤0.01%
26
-1,033
-98% -$9.47K
ALSK
10825
CALL
DELISTED
Alaska Communications Systems
ALSK
– –
-9,000
Closed -$16K
431 432
433
434 435

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.