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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTUS
10851
DELISTED
iPath US Treasury 2-year Bear ETN
DTUS
– –
-1,593
Closed -$60K
ENT
10852
CALL
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-164
Closed -$51K
LM
10853
CALL
DELISTED
Legg Mason, Inc.
LM
– –
-33,200
Closed -$1.7M
TTPH
10854
CALL
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-280
Closed -$76K
MSBF
10855
DELISTED
MSB Financial Corp.
MSBF
– –
-51
Closed –
DGLD
10856
DELISTED
VelocitySharesTM 3x Inverse Gold ETN linked to the S&P GSCI Gold Index ER
DGLD
– –
-4,938
Closed -$288K
TECD
10857
CALL
DELISTED
Tech Data Corp
TECD
– –
-200
Closed -$13K
TIVO
10858
CALL
DELISTED
Tivo Inc
TIVO
– –
-300
Closed -$7K
CORV
10859
CALL
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
– –
-5,200
Closed -$41K
CORV
10860
PUT
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
– –
-6,300
Closed -$49K
MLNX
10861
PUT
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-23,600
Closed -$823K
OMN
10862
PUT
DELISTED
OMNOVA Solutions Inc.
OMN
– –
-300
Closed -$3K
IBDC
10863
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
– –
-584
Closed -$15K
AYR
10864
PUT
DELISTED
Aircastle Ltd
AYR
– –
-3,000
Closed -$53K
FINU
10865
DELISTED
ProShares UltraPro Financial Select Sector
FINU
– –
-916
Closed -$31K
DPK
10866
DELISTED
Direxion Daily Developed Markets Bear 3x Shares
DPK
– –
-2,321
Closed -$64K
INXN
10867
PUT
DELISTED
Interxion Holding N.V.
INXN
– –
-3,900
Closed -$107K
MNI
10868
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-20
Closed -$917
LPT
10869
CALL
DELISTED
Liberty Property Trust
LPT
– –
-300
Closed -$11K
LPT
10870
PUT
DELISTED
Liberty Property Trust
LPT
– –
-100
Closed -$4K
CPL
10871
CALL
DELISTED
CPFL Energia S.A.
CPL
– –
-2,433
Closed -$42K
ARQL
10872
CALL
DELISTED
Arqule Inc
ARQL
– –
-2,500
Closed -$4K
ARQL
10873
PUT
DELISTED
Arqule Inc
ARQL
– –
-400
Closed -$1K
MDCO
10874
PUT
DELISTED
Medicines Co
MDCO
– –
-100
Closed -$3K
GWR
10875
PUT
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-300
Closed -$32K
433 434
435
436 437

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.