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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYMX
10776
PUT
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-8,100
Closed -$40K
INDT
10777
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
– –
-1,194
Closed -$35K
DCP
10778
CALL
DELISTED
DCP Midstream, LP
DCP
– –
-700
Closed -$40K
RUTH
10779
PUT
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-500
Closed -$6K
KSPN
10780
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
– –
-7
Closed -$1K
ACOR
10781
PUT
DELISTED
Acorda Therapeutics
ACOR
– –
-398
Closed -$1.61M
SEAC
10782
CALL
DELISTED
Seachange International Inc
SEAC
– –
-15
Closed -$2K
ABB
10783
PUT
DELISTED
ABB Ltd
ABB
– –
-400
Closed -$9K
OIG
10784
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-7
Closed -$2K
APEN
10785
DELISTED
Apollo Endosurgery, Inc.
APEN
– –
-11
Closed -$3K
IBDD
10786
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
– –
-1,232
Closed -$33K
CAJ
10787
CALL
DELISTED
Canon, Inc.
CAJ
– –
-500
Closed -$16K
CAJ
10788
PUT
DELISTED
Canon, Inc.
CAJ
– –
-200
Closed -$7K
RFP
10789
PUT
DELISTED
Resolute Forest Products Inc.
RFP
– –
-500
Closed -$8K
REED
10790
CALL
DELISTED
Reeds, Inc. Common Stock
REED
– –
-22
Closed -$6K
FUE
10791
DELISTED
ELEMENTS Linked to the ICE BofAML Commodity Index eXtra Biofuels Total Return
FUE
– –
-482
Closed -$5K
SJI
10792
PUT
DELISTED
South Jersey Industries, Inc.
SJI
– –
-2,000
Closed -$60K
TEN
10793
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-200
Closed -$13K
ECOM
10794
CALL
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-100
Closed -$3K
CYBE
10795
DELISTED
Cyberoptics Corp
CYBE
– –
-1,918
Closed -$15K
MN
10796
PUT
DELISTED
MANNING & NAPIER, INC.
MN
– –
-300
Closed -$5K
BBQ
10797
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
– –
-3,883
Closed -$111K
BBQ
10798
PUT
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
– –
-1,000
Closed -$29K
SNP
10799
PUT
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-3,000
Closed -$285K
ACC
10800
CALL
DELISTED
American Campus Communities, Inc.
ACC
– –
-200
Closed -$8K
430 431
432
433 434

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.