UBS’s Canon, Inc. CAJ Stock Holding History

UBS’s Portfolio CAJ Stock Details CAJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-500	Closed	-$16K	–	10888
2014 Q2	$16K	Hold	500	–	–	﹤0.01%	8377
2014 Q1	$16K	Buy	+500	New	+$15.2K	﹤0.01%	8399

Other funds holding CAJ

BIP

Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

MIP

Mondrian Investment Partners London, United Kingdom $6.48B AUM 18.36% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

OSAM

O'Shaughnessy Asset Management Stamford, Connecticut $20.1B AUM 30.42% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

BUB

BBVA USA Bancshares Houston, Texas $2.1B AUM 62.57% 1-Year Est. Return

UBS's CAJ Position: Q3 2014 in Review

UBS increased its Canon, Inc. (CAJ) stake by 587% in Q3 2014, buying an estimated $592K and bringing the position to 20,947 shares worth $682K. The position accounts for ﹤0.01% of the portfolio, ranked #3974.

UBS first reported a position in CAJ in Q2 2013 and has held it in 6 quarters since. 147 funds tracked by Wall St. Rank hold CAJ as of Q3 2014.

UBS held 20,947 shares of Canon, Inc. worth $682K as of Q3 2014.
UBS bought 17,897 Canon, Inc. shares in Q3 2014, an estimated $592K.
Canon, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3974 holding.
UBS first reported a position in Canon, Inc. in Q2 2013 and has held it in 6 quarters since.
147 funds tracked by Wall St. Rank held Canon, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.