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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
ORKA icon
10726
Oruka Therapeutics
ORKA
$5.37B
– –
-2
Closed -$4.18K –
GPUS
10727
Hyperscale Data Inc
GPUS
$21.4M
– –
0
– –
2014 Q2
1 quarter
IRD icon
10728
Opus Genetics
IRD
$318M
– –
-40
Closed -$17K –
ENFY
10729
DELISTED
Enlightify Inc
ENFY
– –
-1,291
Closed -$34K –
RDGT icon
10730
Ridgetech Inc
RDGT
$3.03M
– –
0
– -$7K
2013 Q4
3 quarters
TGEN icon
10731
Tecogen Inc
TGEN
$62.5M
– –
-1,150
Closed -$9K –
SPLP icon
10732
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
– –
-3,116
Closed -$52K –
FFNW icon
10733
CALL
DELISTED
First Financial Northwest, Inc
FFNW
– –
-1,500
Closed -$16K –
IVAC icon
10734
DELISTED
Intevac Inc
IVAC
– –
-1,473
Closed -$12K –
PFC icon
10735
DELISTED
Premier Financial Corp. Common Stock
PFC
– –
-2,104
Closed -$30K –
ROIC icon
10736
CALL
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-100
Closed -$2K –
RVNC icon
10737
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-1,622
Closed -$55K –
PFIE icon
10738
DELISTED
Profire Energy, Inc
PFIE
– –
-2,504
Closed -$11K –
WHLM icon
10739
DELISTED
Wilhelmina International, Inc
WHLM
$0 ﹤0.01%
+30
New +$188
2014 Q3
0 quarters
HAYN icon
10740
DELISTED
Haynes International, Inc.
HAYN
$0 ﹤0.01%
+8
New +$409
2014 Q3
0 quarters
ROOF icon
10741
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-814
Closed -$22K –
SRCL icon
10742
CALL
DELISTED
Stericycle Inc
SRCL
– –
-100
Closed -$12K –
ORAN icon
10743
PUT
DELISTED
Orange
ORAN
– –
-4,800
Closed -$76K –
VTNR icon
10744
DELISTED
Vertex Energy, Inc
VTNR
– –
-2,598
Closed -$21.7K –
VGR icon
10745
PUT
DELISTED
Vector Group Ltd.
VGR
– –
-33,256
Closed -$364K –
ALIM icon
10746
DELISTED
Alimera Sciences
ALIM
– –
-75
Closed -$6.41K –
BIG icon
10747
PUT
DELISTED
Big Lots, Inc.
BIG
– –
-2,600
Closed -$119K –
ASXC icon
10748
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-140
Closed -$9K –
MCBC icon
10749
DELISTED
Macatawa Bank Corp
MCBC
– –
-535
Closed -$3K –
HOLI icon
10750
PUT
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-1,000
Closed -$24K –

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.