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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORKA
10726
Oruka Therapeutics
ORKA
$5.56B
– –
-2
Closed -$4.18K
GPUS
10727
Hyperscale Data Inc
GPUS
$57.8M
– –
0
– –
IRD
10728
Opus Genetics
IRD
$254M
– –
-40
Closed -$17K
ENFY
10729
DELISTED
Enlightify Inc
ENFY
– –
-1,291
Closed -$34K
RDGT
10730
Ridgetech Inc
RDGT
$1.12M
– –
0
– -$7K
TGEN
10731
Tecogen Inc
TGEN
$96.3M
– –
-1,150
Closed -$9K
SPLP
10732
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
– –
-3,116
Closed -$52K
FFNW
10733
CALL
DELISTED
First Financial Northwest, Inc
FFNW
– –
-1,500
Closed -$16K
IVAC
10734
DELISTED
Intevac Inc
IVAC
– –
-1,473
Closed -$12K
PFC
10735
DELISTED
Premier Financial Corp. Common Stock
PFC
– –
-2,104
Closed -$30K
ROIC
10736
CALL
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-100
Closed -$2K
RVNC
10737
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-1,622
Closed -$55K
PFIE
10738
DELISTED
Profire Energy, Inc
PFIE
– –
-2,504
Closed -$11K
WHLM
10739
DELISTED
Wilhelmina International, Inc
WHLM
$0 ﹤0.01%
+30
New +$188
HAYN
10740
DELISTED
Haynes International, Inc.
HAYN
$0 ﹤0.01%
+8
New +$409
ROOF
10741
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-814
Closed -$22K
SRCL
10742
CALL
DELISTED
Stericycle Inc
SRCL
– –
-100
Closed -$12K
ORAN
10743
PUT
DELISTED
Orange
ORAN
– –
-4,800
Closed -$76K
VTNR
10744
DELISTED
Vertex Energy, Inc
VTNR
– –
-2,598
Closed -$21.7K
VGR
10745
PUT
DELISTED
Vector Group Ltd.
VGR
– –
-33,256
Closed -$364K
ALIM
10746
DELISTED
Alimera Sciences
ALIM
– –
-75
Closed -$6.41K
BIG
10747
PUT
DELISTED
Big Lots, Inc.
BIG
– –
-2,600
Closed -$119K
ASXC
10748
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-140
Closed -$9K
MCBC
10749
DELISTED
Macatawa Bank Corp
MCBC
– –
-535
Closed -$3K
HOLI
10750
PUT
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-1,000
Closed -$24K
428 429
430
431 432

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.