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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAFD icon
10701
PUT
WaFd
WAFD
$2.72B
– –
-200
Closed -$4K
WBD icon
10702
CALL
Warner Bros
WBD
$64.6B
– –
-391
Closed -$15K
WBD icon
10703
PUT
Warner Bros
WBD
$64.6B
– –
-1,566
Closed -$59K
WBS icon
10704
CALL
Webster Financial
WBS
$12.3B
– –
-1,000
Closed -$32K
WERN icon
10705
CALL
Werner Enterprises
WERN
$2.54B
– –
-100
Closed -$3K
WGO icon
10706
PUT
Winnebago Industries
WGO
$870M
– –
-300
Closed -$8K
WHLRP
10707
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.73M
– –
-644
Closed -$16K
WNC icon
10708
PUT
Wabash National
WNC
$543M
– –
-100
Closed -$1K
WNEB icon
10709
Western New England Bancorp
WNEB
$287M
$0 ﹤0.01%
51
-1,626
-97% -$11.8K
WSBF icon
10710
Waterstone Financial
WSBF
$362M
– –
-931
Closed -$11K
WSO icon
10711
CALL
Watsco Inc
WSO
$14.9B
– –
-100
Closed -$10K
WTFC icon
10712
PUT
Wintrust Financial
WTFC
$10.7B
– –
-500
Closed -$23K
WTI icon
10713
CALL
W&T Offshore
WTI
$545M
– –
-100
Closed -$2K
WWD icon
10714
PUT
Woodward
WWD
$25B
– –
-400
Closed -$20K
WWR icon
10715
CALL
Westwater Resources
WWR
$51M
– –
-5
Closed -$8K
WYY icon
10716
WidePoint Corp
WYY
$104M
– –
-1,141
Closed -$20K
XPRO icon
10717
CALL
Expro Ltd
XPRO
$1.79B
– –
-33
Closed -$5K
XRAY icon
10718
CALL
Dentsply Sirona
XRAY
$2.59B
– –
-2,200
Closed -$104K
XTLB
10719
XTL Biopharmaceuticals
XTLB
$7.22M
– –
-63
Closed -$4K
YXI icon
10720
ProShares Short FTSE China 50 of PROSHARES TRUST
YXI
$4.57M
– –
-445
Closed -$30K
ZWS icon
10721
PUT
Zurn Elkay Water Solutions
ZWS
$8.07B
– –
-415
Closed -$6K
ARQ icon
10722
CALL
Arq
ARQ
$86.7M
– –
-16,900
Closed -$388K
TBRG
10723
PUT
DELISTED
TruBridge
TBRG
– –
-200
Closed -$13K
TRAW icon
10724
CALL
Traws Pharma
TRAW
$7.43M
– –
0
– -$1K
TXNM
10725
CALL
TXNM Energy Inc
TXNM
$6.47B
– –
-8,000
Closed -$235K
427 428
429
430 431

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.