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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECS icon
10651
CALL
Direxion Daily Technology Bear 3x ETF
TECS
$78.2M
– –
0
– -$5K
TENX icon
10652
Tenax Therapeutics
TENX
$385M
– –
0
– -$49K
TGI
10653
CALL
DELISTED
Triumph Group
TGI
– –
-100
Closed -$7K
THO icon
10654
CALL
Thor Industries
THO
$3.99B
– –
-300
Closed -$17K
TKR icon
10655
PUT
Timken Company
TKR
$9.82B
– –
-42,050
Closed -$2.04M
TLPH icon
10656
PUT
Talphera
TLPH
$70.1M
– –
-500
Closed -$103K
TOVX icon
10657
Theriva Biologics
TOVX
$10.2M
– –
0
– -$6K
TPH
10658
PUT
DELISTED
Tri Pointe Homes
TPH
– –
-200,000
Closed -$3.14M
TREE icon
10659
LendingTree
TREE
$544M
$0 ﹤0.01%
6
-890
-99% -$25.9K
TREX icon
10660
Trex
TREX
$4.51B
$0 ﹤0.01%
32
-340
-91% -$2.85K
TRI icon
10661
CALL
Thomson Reuters
TRI
$39.4B
– –
-689
Closed -$29K
TRX icon
10662
CALL
TRX Gold Corp
TRX
$255M
– –
-4,800
Closed -$11K
TSE
10663
DELISTED
Trinseo
TSE
– –
-828
Closed -$17K
TTI icon
10664
CALL
TETRA Technologies
TTI
$1.23B
– –
-200
Closed -$2K
TTI icon
10665
PUT
TETRA Technologies
TTI
$1.23B
– –
-3,500
Closed -$41K
TWIN icon
10666
Twin Disc
TWIN
$335M
$0 ﹤0.01%
8
– –
TWM icon
10667
PUT
ProShares UltraShort Russell2000
TWM
$43.2M
– –
-15
Closed -$13K
TZOO icon
10668
CALL
Travelzoo
TZOO
$103M
– –
-100
Closed -$2K
UBR icon
10669
ProShares Ultra MSCI Brazil Capped
UBR
$3.85M
– –
-332
Closed -$51K
UBT icon
10670
PUT
ProShares Ultra 20+ Year Treasury
UBT
$58M
– –
-200
Closed -$6K
UCO icon
10671
ProShares Ultra Bloomberg Crude Oil
UCO
$443M
– –
-96
Closed -$202K
UDN icon
10672
CALL
Invesco DB US Dollar Index Bearish Fund
UDN
$107M
– –
-3,000
Closed -$82K
UDOW icon
10673
PUT
ProShares UltraPro Dow 30
UDOW
$849M
– –
-3,200
Closed -$24K
UEC icon
10674
PUT
Uranium Energy
UEC
$4.71B
– –
-1,000
Closed -$2K
UGL icon
10675
CALL
ProShares Ultra Gold
UGL
$650M
– –
-9,600
Closed -$119K
425 426
427
428 429

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.